Category Archives: politics

democracy, economics, politics, social dynamics

US fascism?

In 1980, Bertram Gross warned that developments in the United States could be leading to a form of fascism. He saw an alliance of big business and big government as the basis for tyranny. How many of his worst fears have come true?

            Gross made his warnings in a long and detailed book titled Friendly Fascism. There had been plenty of left-wing analyses of power structures in the US and elsewhere, but this book was different. Gross had been part of the establishment, working in the administrations of US presidents Franklin D. Roosevelt and Harry Truman. He had played an important role in developing full-employment legislation.

            Gross had seen the exercise of power in the US up close. He was an insider, so his book had more credibility. He was akin to dissidents and whistleblowers, those with inside knowledge who break ranks and reveal what goes on behind carefully constructed screens.

            I read Friendly Fascism in 1982 and took some notes. Recently, while going through my old files, I came across these notes and thought, “Gross had some astute insights back in 1980. I wonder how well they’ve stood up since.” Has the US continued to move in the direction that Gross warned against?

            To find out, I bought a copy of the book and reread it, more carefully this time around. The original 1980 edition was published by M. Evans and Company. The edition I bought was published by Black Rose Books in Montreal.

            On my second reading, I was surprised by the large amount of information and insight offered in Friendly Fascism. It is a comprehensive treatment of a system of rule. Here, I will outline some of Gross’s assessments of power in the US, giving examples of how some of these have foreshadowed subsequent developments, plus examples of predictions that did not pan out. Finally, I offer a few comments about how Gross was able to anticipate so many developments.

Fascism, classic and friendly

By using the term “fascism,” Gross comes up against the many associations people have with the word. Those familiar with history will think of the dictatorial regimes in Italy, Germany and Japan in the 1920s and 1930s that were defeated in World War II.

These regimes were racist, militarist, imperialist and brutal, so “fascism” takes on connotations of these characteristics. Gross carefully lays out his argument that the core of fascism is something different. It is rule by a symbiotic system of big business and big government.

            He refers to fascism in the first half of the 1900s in Italy, Germany and Japan as “classic fascism.” He notes that their racism, militarism and imperialism were nothing new; they simply followed the path of successful capitalist powers. Given this, the WWII allies were a temporary military alliance against the German and Japanese empires, “not an alliance against fascism as such.” (p. 27).

            Gross questions some of the usual accounts of fascism, saying it’s a myth that it was a revolt of the lower middle class, but instead that fascist regimes had supporters from a range of classes, and the lower middle class didn’t hold power. He points out that analysts of classic fascism in terms of an authoritarian personality miss the political economy of capitalism. Finally, he emphasises that brutality is not peculiar to fascism, so calling police brutality “fascist” isn’t a serious analysis.

            Despite Gross’s strictures about the word “fascism,” most readers will find it difficult to completely separate it from mental images of Nazism and Hitler. That is what gives “friendly fascism” a sting.

The Establishment

Gross devotes considerable space to explaining “the Establishment,” the system of rule in the US. To even talk of this is to enter a perspective that clashes with the surface commentary in the media and civics textbooks, which focus on formal structures of representative government and on particular individuals. In the decades prior to the publication of Friendly Fascism, a few political analysts tried to specify the who and how of the US Establishment. Gross draws on the work of authors such as G. William Domhoff, Ferdinand Lundberg and C. Wright Mills. These authors were familiar to me: in the 1970s, I read their books. Gross supplements his analysis using his own experience working within the US Establishment.

            One of Gross’s most intriguing insights is that the Establishment in the US is not monolithic: there’s no central conspiracy. On the contrary, conflicts go on all the time, both jockeying for power and clashes over how best to rule, for example whether to introduce social welfare measures that may limit profits but will pacify discontent. In the media, we can read about divisions among dominant groups concerning investment policy, taxation and various other issues, but seldom do we hear questioning about fundamentals, for example private ownership or processes for citizen participation. The system seems to be in constant turmoil but its basic features do not change. That is the genius of rule by a sort of government-business consortium.

            In this system, the US president is a key node in many networks. Gross notes that the Chief Executive Network — the President and various White House agencies, among others — is analogous to a Communist Party leadership group.

            Gross emphasises that business interests don’t just influence government from the outside; they are part of it. The implementation of policies occurs at lower levels of the Establishment. Those from these lower levels who show loyalty can find a place in the system. He says intellectuals who obtain government or foundation grants become technicians for hire, and are no longer interested in ideas on their own.

            Gross describes the ideology of the Establishment in terms of three beliefs. The first is that Communism and socialism are bad. Anti-communism served to restrain the expansion of the welfare state, and anything aiding the poor and disadvantaged was attacked as creeping socialism. Has this changed since Gross wrote? Not much. In the US, there continues to be scaremongering about socialism, far more extreme than in most other countries. A comprehensive government health insurance system, common in industrialised countries, is called “socialised medicine,” a term intended to stigmatise it.

            The other two beliefs comprising the ideology of the Establishment are that capitalism is good and that capitalism doesn’t exist. These seem contradictory, but only on the surface. The message that capitalism — conceived as free enterprise — is good was promoted by corporate propaganda after World War II, to counter the unflattering public image of corporate greed. This has continued, with “corporate social responsibility” one of the more recent iterations.

            The belief that capitalism doesn’t exist was encouraged by never using the term, instead talking of “the market,” a “mixed economy” or “post-industrialism.” Gross comments that scholars vied with themselves to focus on research methods while ignoring the elephant in the room: the existence of capitalist society.

Some uncanny predictions

On the first page of Friendly Fascism, Gross writes about the future of the US. Rather than moving towards genuine democracy, he saw “… a more probable future: a new despotism creeping slowly across America.” The consequences for citizens would “include chronic inflation, recurring recession, open and hidden unemployment, the poisoning of air, water, soil and bodies, and, more important, the subversion of our constitution. More broadly, consequences include widespread intervention in international politics through economic manipulation, covert action, or military invasion.” Aside from chronic inflation, this seems pretty much how things have turned out.

            Let’s consider some of Gross’s other assessments to see how much they apply to US society decades later. Gross didn’t make predictions but rather noted a logic of capitalism, US-style, that he suggested might play out in various ways, usually not as he wished but as he feared. I call these things predictions to emphasise how prescient his analysis was in so many ways.

  • “Even in its more expansive and successful moments a deep malaise corrodes the atmosphere of every advanced capitalist society” (p. 98). Work, community and family are falling apart. This is a result of job specialisation, consumerism and labour markets. Assessment This process has continued, and indeed is a key feature of US society.
  • For knowledge workers, disciplinary specialisation means ignorance of the bigger picture, enabling service to the Establishment. Assessment In 2000, Jeff Schmidt made a detailed examination of this process in his book Disciplined Minds.

  • Mental breakdown is a result of breakdowns in social relationships. Assessment In 2018, Johann Hari provided a moving account of this process in his book Lost Connections.

  • Businesses are involved in crime and corrupt practices, while police, prosecutors and judges are soft on corporate crime. Assessment This pattern of corruption and lax regulation has continued. A few corporations collapse, like Enron. In others, massive fines for criminal conduct are absorbed by corporations as the cost of doing business, as in the pharmaceutical industry.
  • The authority of major institutions — Congress, business, police, courts — is in decline, as shown by opinion polls. Assessment The decline has continued, as documented and lamented by numerous commentators.

In summary, many of Gross’s assessments of the social impacts of US capitalism seem just as relevant today as when he made them. This suggests he has accurately gauged a relationship between the capitalist system and society that has turned out to be long-lasting. See the appendix for more examples of uncanny predictions.

Some lousy predictions

In a chapter titled “The challenge of a shrinking capitalistic world,” Gross makes several predictions that have not panned out.

  • Communist regimes might expand compared to capitalism. Assessment As we know, the reverse happened. The Soviet Union and Eastern European Communist governments collapsed, while the Chinese economy was transformed into state-managed capitalism.
  • In the 1980s, Communist China could become “a new source of aid to communist movements in many parts of the world.” (p. 124) Assessment What actually happened is that communist movements have been in decline worldwide. The Chinese government, through its belt-and-road initiative, supports development projects, not communist movements.

  • In the 1980s, suggested Gross, Central America and the Caribbean could become socialist. Assessment This didn’t happen. The outcomes were worse, with severe repression in several countries, including genocide in Guatemala.

Gross overestimated the strength of communism and underestimated the dynamism of capitalism, which entered a neoliberal phase in which socialist tendencies were squashed. However, Gross probably would recognise what has been happening in Russia and other successor states following the breakup of the Soviet Union, in which a type of predatory capitalism has taken over that has many characteristics of friendly fascism.

            Gross made accurate predictions when he pointed to the internal logic of capitalist societies, with the breakdown of traditional family and community structures. What he didn’t anticipate was the collapse of the Second World, the state socialist world, which was the major competitor to capitalism.

Exploitation versus welfare

One of the important clashes within the Establishment that Gross recognises is between those who seek short-term profits via the exploitation of workers and those who think that for long-term social stability and sustainable profits, it is necessary to provide social support for disadvantaged groups because otherwise they might become the basis for a challenge to the system. This clash has been apparent since the late 1800s, during which far-sighted rulers introduced unemployment protection and other government measures to provide relief from poverty and misery. In the United States, every measure to protect citizens — a universal pension system (called Social Security), unemployment payments, environmental protection and much more — has been furiously opposed by some sectors of the Establishment, while supported by far-sighted defenders of the system. What is most interesting is how, in the US, the more exploitative tendencies have prevailed so often compared with other comparable societies.

            Gross tells about two episodes in US political history that seem to have been forgotten, episodes with which he was closely involved. After World War II, there was a proposal before Congress to guarantee full employment, with the government providing a job for anyone unable to obtain one in the private sector. Supporters said this would calm social unrest and provide a basis for stable markets and profits.

But opponents didn’t want government intervention and, more importantly, didn’t want to give workers and unions more power. The bill for this initiative was passed, but its provisions were so thoroughly weakened that employment goals were symbolic only. Some 25 years later, there was a similar proposal during the Nixon administration. It was seriously considered but again the bill was weakened to become only symbolic. In both cases, those favouring measures harsh on the most vulnerable prevailed. In both cases, there were capitalists who recognised that pursuing short-term profits can undermine long-term profitability.

The unfolding logic

Gross aimed to reveal a powerful logic in the world’s contending forces.

 “This logic points toward tighter integration of every First World Establishment. In the United States it points toward more concentrated, unscrupulous, repressive, and militaristic control by a Big Business-Big Government partnership that — to preserve the privileges of the ultra-rich, the corporate overseers, and the brass in the military and civilian order — squelches the rights and liberties of other people both at home and abroad. That is friendly fascism.” (p. 161)

As soon as Gross referred to a powerful logic, he was quick to say, yet again, that capitalist leaders have no single plan, and that there are no central planners. This point is crucial, because it is easy to believe that if developments are serving particular interests, then surely someone is behind the scenes manipulating things. The “logic” to which Gross refers is the outcome of contending forces within the Establishment, like the groups pushing for or against welfare measures.

            Gross warned that “the various crises in American society provided opportunities for Establishment leaders to do things that would accelerate — often unintentionally — the tendencies toward a repressive corporate society.” (p. 163) This was two decades before the 9/11 attacks and the launching of the so-called War on Terror.

Hope?

Back in the 1980s, Gross’s assessments might have made some readers feel that friendly fascism had already arrived. Gross said no, it hadn’t. He noted that there was still much democratic openness and opportunity in the US. Government misdeeds continued to be exposed, civil liberties continued to be asserted and workers continued to strike. Gross pointed to citizen activism, especially against nuclear power, conscription and military interventions. We now know that this activism was successful in stopping nuclear power and conscription, and continued in other areas, most notably climate change.

            Gross addressed the perennial question, “What can you do?”, recommending action (rather than resignation), learning from failures, having aspirations, avoiding co-option, being part of a larger movement, and involving people on the inside of the system. He said not to expect quick success but instead to have a realistic schedule, with aspirations high enough to encourage continued action. This is just the sort of advice provided by far-sighted activists, for example Chris Dixon, Another Politics, L. A. Kauffmann, Direct Action, and George Lakey, How We Win.

How could Gross make so many accurate predictions?

Gross didn’t set out to make predictions about the future trajectory of the US political system, as he was more concerned with warning about what might happen. Nevertheless, many of his observations seem to have been borne out, as already noted. What enabled this? Here are my best guesses.

            Gross analysed the core of fascism as being a partnership between big government and big business, saying this did not require the brutality commonly associated with classic fascism. Whatever the label, he identified government-business as a central dynamic of political economy in the US. If this dynamic continued and became stronger, then it’s possible to extrapolate to the future, and this is just what Gross did.

            Another of Gross’s insights is that the US Establishment is not unified but conflictual, with contending pressures. With this insight, Gross identified the strength of the US capitalist system in responding to pressures and threats in a flexible way. This also means that what usually passes for political debate, including between government and business, and which seems to be about the most important issues of the day, operates within assumptions that maintain the system. In other words, Gross saw through the usual cut-and-thrust of everyday politics to a core dynamic that is seldom addressed in media coverage and popular understanding.

            A related insight is that the system needs to maintain its legitimacy and prevent grassroots insurgency. This is done not through central planning but through the clash of priorities within the Establishment as it responds to challenges from below. Gross could see trends, for example the breakdown of community and the use of education and the media to pacify the masses, that have continued ever since.

            Finally, Gross recognised the importance of democratically-minded challengers to the system. He was quite aware that citizen activism would continue to play a crucial role in preventing moves toward a more repressive political system, whether or not it was called fascism.

            As well as making uncanny predictions, Gross also made predictions that did not come true. This is hardly surprising. Who can accurately say what will happen in the next 40 years? What we can learn from Gross’s diagnosis is the importance of identifying key driving forces, not being too distracted by the everyday clash of contending forces, and seeing what can be done.

            What would Gross say about Donald Trump, the rise of right-wing violence and the efforts of anti-fascist activists, notably Antifa? Are these symptoms of a turn to overt fascism or are they a sideshow, with government-business synergy becoming more entrenched? For an analysis of Trumpism as a neofascist political movement, see Anthony DiMaggio’s 2022 book Rising Fascism in America. If Gross were here, perhaps he would say we need to look beyond the surface struggles to the driving forces leading towards friendly fascism.

 

Brian Martin
bmartin@uow.edu.au

I thank Susan Engel, Michael McKinley and Ian Watson for valuable comments.

Appendix: additional uncanny predictions

  • In the 1980s, the “free world” empire could be broken up or, more likely, reconstituted. “Remodeled under pressure, the ‘Free World’ might then, conceivably, be capable of reexpansion, effectively absorbing various communist regimes back into the capitalist world order.” (p. 173). Assessment This pretty much describes what happened with the former Soviet Union and Eastern European communist regimes.
  • The militarism of friendly fascism would be global, science-based, integrating civilian and military elements, and sanitising violence (in contrast with classic fascism’s glorification of violence). Assessment Drone killings are one example of science-based violence that is hidden from the US public, and thus sanitised. On the other hand, the “shock-and-awe” bombings that initiated the 2003 invasion of Iraq are closer to a glorification of violence.
  • The “Radical Right” now seeks change, making the Establishment more authoritarian with themselves part of it. “Today, the momentum of the Radical Right is impressive.” (p. 198) Assessment Since then, its momentum is even more impressive.
  • Ways of maintaining the legitimacy of the Establishment include continual fear-mongering about socialism and communism, extolling the wonders of the market, and remaining silent about corporate power. Those pushing in egalitarian directions need to be dismissed as “levellers” and lower classes seen as inferior and hedonistic. Hierarchy needs to be validated. Assessment Tick.
  • Dangers loom from ozone depletion, the greenhouse effect and lab-produced viruses. Assessment As it turned out, international measures were taken to protect stratospheric ozone, so that danger has mostly been averted. The greenhouse effect refers to what is now commonly called climate change or global warming. In 1980, this was just a blip on the environmental radar. It has now become front and centre. As for lab-produced viruses, the lab-leak theory of the origin of Covid is either correct or could have been correct.
  • Television serves as a pacifying medium. Assessment Since 1980, television has been supplemented by social media and video games, each with addictive capacities.

  • “Almost every component of America’s mammoth school system serves as a training ground in the submission to authoritative rules and procedures.” (p. 277) There is more docility at university and graduate student levels. Assessment Not much seems to have changed. Free schools remain at the margins.
  • Under friendly fascism, the rewards of jobs or welfare are contingent on loyalty and conformism. Assessment This process has been institutionalised through the increase in precarious employment, in the so-called gig economy.
  • Economic inequality will become entrenched. There are incentives for making more money and accumulating wealth but no incentives for promoting equality. Assessment Economic inequality has increased in the US, where it is more extreme than in most affluent societies, with dysfunctional consequences perceptively analysed by Richard Wilkinson and Kate Pickett in their book The Spirit Level.

  • Liberal feminism is not a threat to the system. Getting more women into elite positions can actually strengthen the system.

“No matter which way America goes during the remainder of this century, more women will undoubtedly reach positions of higher prestige and visibility. Whether or not we get a woman president eventually, the time is not far off when there will be a woman Supreme Court justice, women astronauts, and more women as corporation executives, generals, police officers, legislators, politicians, professionals, and middle- and top-level bureaucrats. Such a development is not at all inconsistent with the crystallization of a full-fledged oligarchy. Indeed, it could help. By bringing more women into well-established masculine roles, it could undermine system-transforming tendencies in the women’s liberation movement and maintain, if not strengthen, the manipulatory machismo that seems inherent in many of the tendencies toward friendly fascism.” (p. 327)

Assessment This trajectory has been documented in exquisite detail by Hester Eisenstein in her book Feminism Seduced.

military, nonviolent action, politics

Defending Ukraine: an untried option

Imagine a different way to defend Ukraine — a way that costs less, leads to less death and destruction, and has a chance of bringing about a revolution in Russia. It sounds good, but it’s not going to happen. It’s too late.

            Let’s go back a step and look at military defence, and how it affects the psychology of enemy soldiers. Many Russian soldiers have no personal grudge against Ukraine. Indeed, many didn’t want to join the army. They were fed propaganda about the purpose of the invasion and then brought to the front lines. And what did they encounter? Ukrainian troops trying to kill them. So naturally they were going to fight back.

            This is perfectly logical. The best way to turn someone into an enemy is to threaten and assault them. To make them hate you, attack and keep attacking. The process works on everyone involved in the war. Troops, commanders and civilian populations, outraged by enemy atrocities, are brought together in a common cause.

            This twisted process is inherent in the system of militaries throughout the world, because militaries can be used for both attack and defence. My defence is a threat to you, and your defence is a threat to me. This is the basis for arms races. Why else do military expenditures continue even when there is little threat of war?

An alternative?

Imagine a plan to tempt Russian soldiers to defect, call in sick, not do their jobs, sabotage machinery or just go slow. This would be a plan to undermine their morale, make them less likely to perform their duties and ultimately undermine their willingness to support the Russian state.

            How about this? The Ukraine government solicits support from allies to offer an attractive package to any Russian soldier who defects. Perhaps a job, a house or a million euros. That might be tempting, especially to young conscripts looking for a way to avoid killing and being killed. (Dave Grossman in his well-known book On Killing showed that most front-line soldiers do not fire their rifles at the enemy unless they have been given special training to overcome their natural reluctance to kill.)

            A million euros for each defecting soldier? It sounds impossibly expensive. But even if one hundred thousand soldiers defected, the cost would be less than the cost of the Ukraine war.

            There’s another important part of this plan. The threat of hurting Russian soldiers needs to be removed. The solution, this time, saves money: get rid of the Ukraine military. Then there would be only civilians, who pose no personal danger to Russian soldiers.

No army?

This would mean the country has no army. Surely that is a prescription for being taken over by any aggressive neighbouring state. No military defence means certain defeat, doesn’t it?

            Since World War II, countries in Central America — think, for example, of El Salvador, Nicaragua, Honduras and Guatemala — have been plagued by repressive governments, civil wars, criminal violence and even genocide, leading to massive emigration. There is one shining exception: Costa Rica. In 1948, its army was abolished. Since then, it hasn’t been involved in any wars. Instead, it has experienced decades of peace and prosperity, with an enviable life expectancy.

            Not having a military seems to have helped Costa Rica to thrive, in many ways. One example isn’t proof, but it does raise the question of whether Ukraine might have been safer without an army.

Social defence

Getting rid of the army is only one step towards improving security. Just as important is preparing to defend against attack without using force. There is much that can be done. Citizens can learn foreign languages so they can easily communicate with potential invading soldiers. They can learn about cultures, to better understand how to communicate effectively. They can build up relationships with citizens in other countries. With this sort of preparation, it becomes harder for any foreign government to convince its population to support aggression.

            There’s more. Industry could be decentralised so there are no easy targets. A big power plant, when put out of commission, leads to blackouts. In contrast, energy efficiency and local renewable energy sources offer meagre targets. When most of the population can get around by walking and cycling, there is less heavy industry vulnerable to attack.


Not a likely military target

            Communication systems could be set up to support resistance to aggression, enabling defenders to talk with each other, with attackers and with people around the world. Citizens could be prepared to deal with propaganda, disinformation, fake videos and other means of deception, and have practised how to prove authenticity in their own messages. They would have developed several independent publicly-shared intelligence operations, monitoring potential threats and opportunities.

            Put these and other measures in place and the result is a system of defence. It has been called social defence, nonviolent defence, civilian-based defence and defence by civil resistance.

A Czechoslovak story

In 1968, the Soviet Union still existed, and it held sway over the Communist-controlled countries in Eastern Europe. In Czechoslovakia, the Communist government introduced reforms to ease heavy-handed repression and respond to popular demands. This flowering of enlightenment was a threat to the Soviet government, which in August invaded Czechoslovakia with a Warsaw-Pact force of half a million soldiers. The leaders of the Czechoslovak military, which was prepared to defend against an attack from the capitalist countries to the west, decided armed resistance was futile and did not act. Instead, there was a spontaneous unarmed people’s resistance.

            Czechoslovaks had learned Russian in school. They talked to the invading soldiers, who had been told they were there to stop a capitalist takeover, saying them “We are socialists too.” This process of fraternisation led many of the invading troops to be “unreliable” and withdrawn. Meanwhile, people removed street signs and house numbers to make it harder for the invaders to track down leaders of the resistance. The radio network — built for military use — was used to support morale, provide information about troops and counsel against using violence. When the Soviets brought in jamming equipment, the radio raised the alarm and the train was stranded on a siding.

            The active resistance lasted only a week because Czechoslovak leaders unwisely made concessions. Even so, the Soviets were unable to impose a puppet government for eight months. Meanwhile, Western governments did little to aid the Czechoslovak resisters.

Preparation

Military personnel go through intensive training to become effective in their jobs in front-line fighting, surveillance, intelligence, weapons development and every other aspect of a high-functioning force. The same applies to developing a system in which citizens have the skills and organisation to deter and defend against aggression without arms.

            Would you judge the potential of military defence by referring to an army in which the soldiers had no training, there was no planning and no industry infrastructure? Of course not. Likewise, it’s inappropriate to judge the potential of unarmed citizen defence by looking only at the Czechoslovak example, as promising as it is. The real test is when a society is fully prepared and trained to defend itself without arms.

            Even after the war started, there are ways Ukrainians have resisted nonviolently and ways to encourage Russian soldiers to defect. But such important efforts are undermined by Ukrainian military resistance.

An untried option

So why hasn’t it happened? Why haven’t governments moved to educate all citizens in nonviolent defence methods, and set up training for anyone interested? The benefits are obvious enough: reduced military expenditure, an empowered citizenry, and technological systems resilient against both external and internal threats.

            No one has carried out a comprehensive study into why governments show so little interest in unarmed defence systems. A plausible explanation is that governments don’t want to empower their populations with skills to resist aggression, because those same skills could be used against the government and against groups in charge of the economy.

            If an aggressor tried to take control of a factory, the workers could be prepared to resist by shutting down production. Eminent peace researcher Johan Galtung suggested that a factory could be designed with a crucial piece of equipment that could be disabled in an emergency, with a replacement available only from another country. Coercing the workers then would not get the factory working again. But designing factories this way would put a lot of power in the hands of workers. No wonder managers and governments prefer military defence.

            Every single aspect of a nonviolent defence system requires giving power and responsibility to ordinary citizens, in agriculture, transport, health and education. That’s the lesson from long-term unarmed struggles in Kosovo and Palestine. It is also, plausibly, why governments do not want to build their citizens’ capacity to resist. Instead, citizens are treated as children who need protection provided by professionals, namely by governments and militaries.

            For years, leading nonviolence researcher Gene Sharp tried to promote civilian-based defence. He tried to convince US military and government leaders that this sort of defence would be more effective, but his efforts, despite being lauded, had little impact. Governments, least of all the US government, are simply not interested in these sorts of alternatives, even to investigate them or run experiments to test their feasibility.


Gene Sharp

            Ukraine, like all other major governments, relied on military defence. We will never know whether a different sort of defence system, one based on citizen resistance without arms, would have been more effective in deterring and resisting invasion. All we know is that military defence is the standard model, and so far it seems to be part of the problem.

Brian Martin, bmartin@uow.edu.au

Thanks to Tonya Agostini and Julia LeMonde for helpful comments.

Korean translation

health, politics, science

Who’s afraid of The Real Anthony Fauci?

Robert F. Kennedy Jr.’s book The Real Anthony Fauci has sold over a million copies and was on best-seller lists for weeks. Yet, apparently, it has not been reviewed in the US mainstream media. This intrigued me.

            Since the beginning of the pandemic, I’ve been following arguments from a range of perspectives: the Covid orthodoxy — which keeps changing — and a diversity of critics. It was hard to avoid hearing about Kennedy’s book, published in November 2021, but I thought it probably addressed issues regularly canvassed among sceptics about Covid orthodoxy.

            I read about attacks on Kennedy and his book published in the New York Times and elsewhere, attacks that did not address the contents of the book (Brown, 2022). Still, that wasn’t enough to get me to read it. Then I read a commentary by Phillip Adams (2022), a prominent progressive voice who has a column in The Australian, otherwise a bastion of conservative opinion. Disappointingly, Adams disparaged Kennedy, calling him a “full-time conspiracy theorist,” and dismissed his book as “a long diatribe that would appeal to anti-vaxxers” without saying anything about the book’s contents. That did it: I resolved to read the book myself.


Robert F Kennedy Jr.

            The Real Anthony Fauci is about Fauci, to be sure, but in a wider sense it is about the pharmaceutical industry and its hold over the US and global health system. Fauci is the hook for a more wide-ranging examination.

            I am a social scientist, not a physician or medical researcher, and have not attempted to get to the bottom of claims and counter-claims about Covid and health matters more generally, for example studies of hydroxychloroquine or adverse reactions to vaccines. But based on a long study of the politics of health, it is possible to make some judgements about whether Kennedy’s analysis is compatible with scholarly treatments.

            The Real Anthony Fauci is a lengthy tome, massively referenced. Kennedy acknowledges a “team of researchers and fact checkers who sourced, cited, and fact-checked this manuscript” (p. xii), and indeed there are lots of “facts” in the book, more than a single investigator might expect to verify in a few years. The book is available in electronic form and in print which, due to the small font and narrow margins, is not appealing to the eye. Even so, I preferred to read the print version. There is no index.

            Another issue is the organisation of material. For the most part, the chapters are coherently written, but occasionally there are digressions, some of them reprising themes covered elsewhere. In other words, the book is not as tightly constructed as it might be. On the other hand, it is quite up to date, suggesting it might have been rushed to publication.

            In the following, I look in most detail at Kennedy’s treatment of Covid issues, and then turn to some other parts of The Real Anthony Fauci.

Pandemic matters

Many readers will be most interested in chapter 1, “Mismanaging a pandemic,” a lengthy and up-to-date treatment. Much of the chapter is on treatments for Covid, specifically hydroxychloroquine, ivermectin and remdesivir. Kennedy’s argument is that US health authorities and media followers tried to discredit cheap, safe and effective treatments, meanwhile promoting expensive, dangerous, less effective and inadequately studied responses.

            Here’s the story in brief, as presented by Kennedy. Hydroxychloroquine and ivermectin have been used for decades for a variety of health problems and have well-researched safety profiles. Some doctors and researchers thought they looked promising as treatments for Covid, tried them on patients and obtained positive results, often in protocols also involving zinc, vitamin C, vitamin D, quercetin and other supplements and medications.

            The US medical establishment, in which Fauci played a key role, did not initiate a massive research effort to see whether these protocols were effective. Instead, they poured money into a patented treatment drug, remdesivir, and into the development of vaccines. Then, when some doctors and researchers championed hydroxychloroquine and ivermectin, Fauci et al. mounted an attack on these two drugs and tried to deregister or discredit their supporters. You might have heard ivermectin referred to as a “horse dewormer,” making it seem ill-advised for human use. Media coverage with this sort of depiction seldom mentions that doctors regularly prescribe drugs “off-label.” Calling ivermectin a horse dewormer reminded me of antifluoridationists who call fluoride “rat poison.” Sodium fluoride is indeed used as rat poison but only in doses far greater than can be obtained from the fluoride added to public water supplies to reduce tooth decay. Similarly, that ivermectin is used as a horse dewormer should not automatically discredit its use, in much smaller doses, as a preventive or early treatment drug for Covid.

            Kennedy documents a massive campaign to discredit hydroxychloroquine and ivermectin. This campaign had a research dimension. Some studies of hydroxychloroquine used it only on seriously ill patients when, according to proponents, it is least effective. Kennedy says researchers set up their studies to show hydroxychloroquine didn’t work.

            Then there was a major paper published in the prestigious medical journal The Lancet based on nearly one hundred thousand patients in numerous hospitals, definitively showing hydroxychloroquine was ineffective. It seemed like the coup de grace until it was revealed that the data could not be verified. The company running the study apparently organised a giant fraud. The Lancet retracted the paper.

            Why should there be such a campaign against cheap drugs that showed promise in treating Covid? Kennedy gives an answer: the US Food & Drug Administration, by law, cannot approve a vaccine for emergency use if there is an available treatment. Pharmaceutical companies, then spending vast amounts of money developing Covid vaccines, would not have their vaccines approved quickly if hydroxychloroquine, ivermectin or other therapies were shown to be effective as treatments.

            Kennedy quotes supporters of these two drugs saying that if they had been widely available in the US, hundreds of thousands of lives could have been saved. Instead, according to Kennedy, the CDC (Centers for Disease Control and Prevention), in an unprecedented move, ordered doctors to stop prescribing ivermectin, bought up stocks so they would not be available for sale, and encouraged pharmacists to refuse to fill doctors’ prescriptions.

            Meanwhile, Fauci’s favoured treatment drug, remdesivir, was pushed through the approval process despite studies showing minimal benefits and a high-risk profile. According to critics quoted by Kennedy, the use of remdesivir contributed to the death toll from Covid in the US.

            Then came the vaccines. Kennedy provides figures showing Covid vaccines are far less than fully effective and cause far more adverse reactions than officially reported.

            The underlying motive, or factor, is clear enough: pharmaceutical company interests. Hydroxychloroquine and ivermectin are not under patent, and a course of either one costs only a few dollars, so there is little money to be made from them. In contrast, remdesivir and Covid vaccines were financial bonanzas, offering profits of billions of dollars.

            This story is a damning indictment of the US medical establishment, basically saying that cheap and effective treatments were discredited and made hard to obtain so that proprietary drugs and vaccines, with dubious safety profiles, could become the preferred way to deal with Covid, all at the expense of large numbers of lives. This story is almost a reversal of the views presented by government officials and the mass media, in which hydroxychloroquine and ivermectin are suspect and vaccines the only long-term solution.

            Is Kennedy’s analysis of pandemic politics compatible with viewpoints expressed in the field of social analysis of health and illness? To address this question, I look in turn at four areas: undone science, analyses of big pharma, the role of Fauci, and suppression of dissent.

Undone science

David Hess, professor of sociology at Vanderbilt University and author of many works on science and health, developed the concept of “undone science” (Hess, 2016). It refers to research that could be undertaken, and is called for by civil-society groups, but is not pursued because the findings might be unwelcome to powerful groups. Undone science is most commonly found in the areas of environment and health. Hess focuses on undone science involving environmental risk, but the concept can also be applied to vaccination safety research.

For many years, critics have called for comprehensive studies comparing the health of unvaccinated and fully vaccinated children (e.g., Golden, 2019), but governments have not funded any such studies. It could be that such studies would definitively show the benefits of childhood vaccines but there is a risk they might show harms greater than publicly acknowledged. So this research remains undone except for relatively small studies not funded by governments or vaccine manufacturers.

            The concept of undone science sidesteps debates about the nature of knowledge, focusing instead on research agendas. It can be slightly broadened by referring to topics that companies or governments investigate but then do not publish their findings.

            Kennedy’s account of hydroxychloroquine and ivermectin fits perfectly in the model of undone science. Despite calls from doctors and patient groups for studies of these and other cheap and widely used drugs for Covid, pharmaceutical companies and governments did not urgently pour billions of dollars into studies. They basically ignored these calls, instead channelling their research dollars towards proprietary options. This does not prove that hydroxychloroquine and ivermectin are effective, but it does suggest that the way the medical establishment responded to calls for studying these drugs fits a well-established pattern.

Big pharma

It may seem shocking to imagine that companies making billions of dollars would compromise the health of populations just so they could make more billions. Is this plausible?

            In the 1960s, the German drug company Grünenthal marketed a morning sickness drug, promising wonderful effects. The company began receiving reports from doctors that their patients were suffering serious side effects from the drug, including peripheral neuropathy. Grünenthal ignored the reports and continued marketing the drug, and in some cases tried to discredit the doctors. This might have continued indefinitely, but then reports were published about pregnant women on the drug giving birth to children with serious deformities. This was enough to have the drug withdrawn from sale. Despite the damning evidence, Grünenthal denied responsibility and fought lengthy legal battles to avoid paying compensation (Insight Team, 1979).

            This is the story of the drug thalidomide, which became a famous emblem of corporate culpability. Was Grünenthal’s behaviour an outlier or a sign of things to come?

            Consider the tactics used by Grünenthal: marketing a drug before it had been sufficiently tested, ignoring reports of adverse effects, attacking critics and undertaking protracted legal means to avoid paying compensation — and never admitting wrongdoing. For some, it may be hard to believe companies could act in such a way. After all, they present themselves as supplying valuable solutions to health problems. Could they really be corrupt, enriching the pockets of executives and shareholders at the expense of public health?

            According to a range of critics, the answer is yes. The story of thalidomide became notorious but the same pattern has been repeated many times, except with less adverse publicity: the companies have become more sophisticated in their efforts to make exceptional profits without accountability.

            Ben Goldacre is a doctor and science journalist who wrote a scathing attack on alternative medicine, Bad Medicine (Goldacre, 2008). Then a few years later, he wrote Bad Pharma, an exposé of the pharmaceutical industry, giving example after example of how researchers studying drugs for companies fudge their results, for example by fixing endpoints, ignoring adverse effects and using physiologically active placebos. Bad Pharma provides revealing stories of what might be called systematic scientific fraud (Goldacre, 2012).

            Sergio Sismondo is a prominent figure in the field of science and technology studies, among other things having been editor of the premier journal Social Studies of Science for many years. He undertook a detailed investigation of the publication and marketing practices of pharmaceutical companies, for example attending conferences for pharmaceutical company liaisons and sales representatives, who use various forms of persuasion to encourage doctors to prescribe favoured drugs. In his book Ghost-managed Medicine, Sismondo (2018) documents the process by which company researchers produce papers for publication in top medical journals, finding academics who have had little or no involvement in the research to be the nominal authors, thereby giving the papers greater credibility. After publication, these papers are distributed to as many as hundreds of thousands of doctors as part of well-coordinated marketing efforts. In Sismondo’s picture, medical research is a just part of a marketing enterprise.

            Peter Gøtzsche is a medical researcher who helped set up the Cochrane Collaboration, a network of independent scientists who carry out assessments of drugs and other medical interventions. Gøtzsche himself is a highly energetic investigator and a fierce critic of shoddy research and corrupt practice. In his book Deadly Medicines and Organised Crime, Gøtzsche (2013) gives numerous examples of pharmaceutical companies that market products they know are dangerous. He says the pharmaceutical industry is just like organised crime in knowingly harming people, the main difference being that the industry kills far more people than organised criminals.

            In addition to analyses by Goldacre, Sismondo and Gøtzsche, one can turn to indictments by former editors of major medical journals (Angell, 2005; Smith 2005). Then there are pharmaceutical company whistleblowers who have told about corrupt practices from an inside perspective, as well as about the reprisals they suffered for speaking out (Rost, 2006).

            In this context, Kennedy’s analysis of Covid politics is nothing surprising. It is plausible that companies would promote responses to the pandemic that serve their own interests, even at the potential cost of large numbers of lives.

            But how could scientists and executives do such a thing? For the scientists, it is straightforward: they are part of a larger system, and they can just focus on their own narrow tasks (Schmidt, 2000). For executives and others, belief systems are convenient. They can truly believe that they are serving the public interest — or they can adopt any of various justifications for their actions. It’s not necessary to imagine that those who promote medical interventions as the solution to the pandemic have some secret agenda, scheming to cull the population. There is a well-known precedent, after all: the tobacco industry, responsible for the premature death of tens of millions of people (Proctor, 2012). We don’t need to think big tobacco is run by homicidal maniacs with a secret agenda. Well, they do have secrets, but for the purpose of maintaining and expanding markets for their products and making more money.

The role of Fauci

Kennedy’s book is titled The Real Anthony Fauci so it is hardly surprising that Fauci plays the lead role in Kennedy’s account of responses to Covid. Kennedy says relatively little about the politics of treatments and vaccines outside the US, except in as much as they support his argument. Is it reasonable to blame Fauci personally for so much of Covid policy?


Anthony Fauci

            One alternative is to use a structural analysis, standard in social science, that focuses on institutions and processes and sees individuals as epiphenomena. In this sort of picture, the drivers of the responses to the pandemic include the pharmaceutical industry which created the basis for a Covid paradigm — a hegemonic way of understanding Covid and what to do about it — that serves to support the industry’s interests. Responses to the pandemic were also influenced by political leaders who gained support by implementing tough policies, from the mass and social media that gave saturation coverage of the Covid threat without much historical or social context, and audiences frightened by a Covid hysteria and who looked to authorities for protection.

            Using this sort of structural analysis puts Fauci in a different light. He may have had an outsized influence on developments, but if someone else had been in his position, the outcome may not have been all that different. How to assess the value of a Fauci-centred analysis as compared with a structure-centred analysis is not straightforward. One way to proceed might be to undertake a comparative analysis of Covid responses in different parts of the world, looking at the roles of key individuals and policy decisions. For example, is the Swedish policy, widely seen as a contrast with policies in other European countries, better explained by Swedish history and institutions or by the influence of key individuals, or some combination?

            Kennedy’s focus on Fauci can also be understood as a narrative device, as a way of creating interest in the story. Readers may be more attracted by a story of a scheming individual than by the operations of faceless organisations and sets of ideas. You are reading Kennedy’s story about Fauci, the master manipulator at the centre of a web of influence, and learning about drugs, policies and much else along the way, without having to plough through the sort of prose found in a sociology monograph.

Suppression of dissent

In a revealing passage (pp. 142–143), Kennedy tells how for years he was able to have articles published in major newspapers and was widely sought after as a speaker on environmental issues. Then in 2005 he wrote an article about corruption in CDC’s vaccine branch, published in both Salon and Rolling Stone — and everything changed. His articles were removed, newspapers henceforth refused to publish his articles, and speaking engagements dried up due to complaints to venues or hosts.

            Throughout The Real Anthony Fauci, Kennedy describes how critics of orthodoxy have been suppressed, including losing their funding, being deregistered and being subject to derogatory misrepresentations. For example, in the 1970s, distinguished scientist J. Anthony Morris questioned the promotion of a flu vaccine. Kennedy describes the methods used against Morris: “… enforced isolation, disgrace, prohibiting him from publishing papers, presenting at conferences, or talking to the press, changing his laboratory locks to prevent further research …” (p. 360). I had read about this case earlier (Boffey, 1976).

            Based on my studies of “suppression of dissent” (Martin, 1999, 2015), this aspect of Kennedy’s account is completely believable. What he describes accords with experiences reported by hundreds of other scientists and campaigners.

Pandemic matters: summary

Kennedy provides a hard-hitting critique of US pandemic policy. Contrary to the official narrative that vaccines are the salvation and that hydroxychloroquine and ivermectin are kooky or dangerous, Kennedy argues that these two generic drugs, if used appropriately, are potent treatments for Covid. If they had been recognised and widely used, they might have reduced the US Covid death toll by hundreds of thousands. Accepting them as valid treatments, though, would have meant that Covid vaccines should not have received emergency use authorisations, and the proprietary drug remdesivir would not have been favoured. Behind this scandal, Kennedy says, is Anthony Fauci, the Covid-response kingpin whose actions faithfully served the pharmaceutical industry at the expense of public health. If Kennedy’s account is accepted, it points to one of the greatest scandals in the history of US public health.

            As a way of reflecting on Kennedy’s claims, I asked myself whether his analysis is compatible with analyses in the sociology of health and illness. Overall, it is. It is well documented that the pharmaceutical industry often has pursued profits over patient health, has silenced, discredited and suppressed those who challenge its agendas, and has colonised the medical profession to serve its own ends. Sociologists would probably not place so much importance on a single person, Fauci in this case, as being responsible for abuses, but instead would point to institutional and systemic processes, but this does not change the basic compatibility of Kennedy’s account with scholarly perspectives. This does not mean Kennedy’s account is right, just that it should not be ruled out as implausible. If it is considered a conspiracy theory, it might well be about a real conspiracy. I now turn to some other parts of The Real Anthony Fauci.

AIDS

Kennedy, after looking at Covid, turns to earlier stages in Fauci’s career, especially concerning AIDS. From the 1980s, Fauci was involved in the US response to AIDS, which was first diagnosed in 1981. For treating AIDS, Fauci championed the drug AZT, which turned out to be highly toxic.

            Kennedy, to show Fauci’s intolerance of contrary views, gives extensive commentary on the view that HIV is not responsible for AIDS, or not fully responsible. Starting in the late 1980s, this HIV-AIDS heresy was championed by Peter Duesberg, a highly prominent virologist. Previously he had received generous, prestigious funding for his research; after questioning HIV-AIDS, he was vilified and all his grant applications failed. He had difficulty publishing scientific papers, even in venues where normally he had guaranteed access.

            I have long been aware of HIV-AIDS dissent and the treatment of Duesberg, even citing it as an example of heresy in medicine. However, I never delved into the issue deeply, in large part due to my involvement in another AIDS debate, specifically the theory that AIDS developed from contaminated polio vaccines used in central Africa in the late 1950s. In 1991, I arranged for the publication of a working paper about this view (Pascal, 1991), which led to close contact with several of the key figures in the debate over the origin of AIDS, including the indefatigable investigator Edward Hooper (2000).

            Not long after the discovery of HIV, the human immunodeficiency virus, in 1983, a related virus was discovered in monkeys, simian immunodeficiency virus, SIV. Immediately, scientists speculated that SIV — of which there are many variants — had somehow gotten into humans and become transmissible. The question was how. One suggestion was that it was from people eating monkey meat. Another was that a hunter, in butchering a monkey, got monkey blood in a cut. This view can be called the cut-hunter theory or the bushmeat theory.

            Then there was the polio-vaccine theory. Polio research pioneer Hilary Koprowski ran trials involving polio vaccines that were administered orally to up to a million people in central Africa. These vaccines were cultured on monkey kidneys, offering a pathway for contamination by SIVs. Many scientists intensely disliked this theory. Naturally, the polio pioneers accused of accidentally causing AIDS were strong opponents, and a number of others joined them. I had a front-row seat in seeing the underhanded techniques used to censor and discredit the polio-vaccine theory, including blocking publications, suing for defamation, manipulating a scientific conference and making false claims (Martin, 2010).


Hilary Koprowski

            With this experience, it is easy to say that Kennedy’s treatment of Duesberg and HIV-AIDS dissent fits a pattern of suppressing dissent from AIDS orthodoxy. The question that came to my mind was, why did Kennedy give so much attention to the HIV-AIDS dissent and not even mention the origin-of-AIDS controversy? An obvious factor is that Fauci was centrally involved in the response to Duesberg and his allies but played no role in the response to the polio-vaccine theory.

            Kennedy states that “From the outset, I want to make clear that I take no position on the relationship between HIV and AIDS.” (p. 178). Nevertheless, in writing about HIV-AIDS, he gives extensive explanations of the viewpoint of Duesberg and other dissidents, focusing almost entirely on AIDS in the US. In this perspective, early US AIDS cases were attributable to poppers and other drugs used widely in the gay community, and later cases were due to AZT, the drug widely used to treat AIDS, with toxic consequences. This is a cogent account of the case that HIV is not responsible for AIDS. But it is one-sided. Nowhere does Kennedy mention evidence that might be difficult for Duesberg to explain. Why, for example, are the earliest cases of HIV-positive blood traced to central Africa from 1959 and after? Why did Ugandans recognise Slim, the local name for AIDS, as a new disease at the start of the 1980s, just as HIV appeared there? (Hooper, 2000, pp. 168–169). If HIV is simply a passenger virus, as Duesberg argues, why did it seem to emerge about the same time as the earliest cases of AIDS, and in the same location? I’m aware that Duesberg and his supporters can come up with explanations for anomalies like this. My point is that Kennedy has given only the information that HIV-AIDS dissidents can more easily explain.

A fatal flaw?

One-sidedness is a feature throughout The Real Anthony Fauci. Earlier I described Kennedy’s writing about Covid, specifically about hydroxychloroquine, ivermectin, remdesivir and vaccines. In relation to hydroxychloroquine and ivermectin, Kennedy writes like a lawyer for the defence; in relation to remdesivir and vaccines, he writes like a prosecutor.

            Is this a fatal flaw in his arguments? If it is, the same fatal flaw is present in most of the writing giving the standard, official views about Covid, which offer no acknowledgement of any contrary evidence. For example, official pronouncements about hydroxychloroquine never cite the many studies showing its effectiveness against Covid. In this context, Kennedy is presenting views to counter a one-sided orthodoxy. Furthermore, he is confronting an establishment committed to censorship and suppression. He has taken his opportunity to present a challenging view in as strong terms as he can manage. Nearly all of his readers will be fully aware of the orthodox view, which is dominant in mainstream sources and which shapes policy. So, in a sense, Kennedy might be excused for being one-sided.

            It’s useful to remember that The Real Anthony Fauci has been a bestseller that has received no reviews in mainstream media, only attacks. If Kennedy’s arguments are so dangerous, why not respond to them in a careful manner rather than trying to censor the message and discredit the messenger? One consequence of official intolerance of dissent is that some of those with reservations about the official line will find a well-documented presentation of contrary views persuasive. They might feel their only choices are orthodoxy or a Kennedy-informed heterodoxy.

Gates

The subtitle of Kennedy’s book is Bill Gates, Big Pharma, and the Global War on Democracy and Public Health. Bill Gates, the co-founder of Microsoft, is well known as one of the world’s richest people. He and his former wife set up the Bill and Melinda Gates Foundation which has dispensed billions of dollars for the cause of public health. At the same time, many commentators in the Covid-critical community see Gates as an evil manipulator, one who might even have depopulation as part of a sinister agenda.


Bill Gates

            Kennedy quotes critics of Gates’ so-called “philanthrocapitalism” who point out that the Gates Foundation, while giving away large amounts of money, is becoming even wealthier, as indeed has Gates himself. The explanation is Gates’ investments in pharmaceutical companies and the Gates Foundation’s focus on vaccination as the solution to the world’s health problems, especially those in Africa.

            According to Kennedy, the Gates Foundation, by making generous donations, has colonised international bodies like the World Health Organization, major research bodies and the mass media. In Africa, Gates promotes vaccines while long-time development experts say primary health care is more important. The money poured into vaccines has meant neglect of the basics, including adequate food and clean water. In other words, Kennedy says, Gates’ prioritising of vaccines is serving the interests of pharmaceutical companies rather than those of people in need. Throughout his book, Kennedy makes the point that Fauci, Gates and those in their thrall put disproportionate emphasis on vaccines and drugs while neglecting efforts to build people’s immune systems through better nutrition and hygiene. In summary: “… global public health advocates accuse Bill Gates and Dr. Fauci of hijacking WHO’s public health agenda away from the projects that are proven to curb infectious diseases (clean water, hygiene, nutrition, and economic development) and diverting international aid to wedge open emerging markets for their multinational partners and to serve their personal vaccine fetish.” (p. 323)

            Does this sound conspiratorial? It might, but there is no need to invoke conscious scheming. As studies of paradigms suggest, it is quite possible for Gates to be serving his own interests while sincerely believing that he is playing a life-saving role for hundreds of millions of people.

Intellectual property

A revealing indication of priorities is the role of intellectual property (IP) in public health. The rationale for IP, which includes copyright and patents, is to stimulate the production of new ideas and products by giving a temporary monopoly to the creator. I am one of many critics of IP, on several grounds (Martin, 1995). At the simplest level, the length of copyright terms, now standing at 70 years after an author’s death, is vastly longer than needed to stimulate more creative works. More generally, IP primarily benefits big companies in software, publishing, genetically modified foods, Hollywood entertainment — and pharmaceuticals.

            Intellectual property is a restraint on innovation justified by the need to stimulate more innovation, but big companies regularly use their controls to stymie competitors. This process is institutionalised in global agreements, most famously TRIPS (Trade-Related Aspects of Intellectual Property Rights). The US government has been the most aggressive in pushing to include stronger IP controls in trade agreements, even though for practical purposes IP restrains trade.

            Sometimes IP comes in direct conflict with public health. After AIDS drugs were developed, pharmaceutical companies charged exorbitant prices for them. Governments in low-income countries argued that these drugs should be compulsorily licensed so they could be made available at close to production costs and thereby be used to treat millions of AIDS patients who otherwise would not be able to afford them. The companies, backed by Gates and his entities, vigorously opposed this relaxation of tight IP controls. Gates, in software and drugs, put IP-derived profits above public health.

            Then came Covid and the same scenario, this time with vaccines and public health. The pandemic was proclaimed to be a public health emergency that warranted the most urgent efforts to develop vaccines that would be rolled out for the world’s entire population. But when governments asked for compulsory licensing so manufacturers of generics could provide otherwise unaffordable vaccines, the companies and Gates resisted.

            The willingness of big pharma and its government allies to fight against making their products available at low cost to fight pandemics — AIDS and Covid — is a damning indictment, yet it has received little media attention. Kennedy recounts how the Gates Foundation has made significant donations to media organisations, most of which muzzled themselves when it comes to any questioning of orthodoxy even when, as with licensing of drugs and vaccines, the realities of IP protection clash with public health priorities.

Depopulation?

Perhaps the most outlandish-seeming claims about Fauci and Gates are that they have a depopulation agenda. Kennedy addresses several versions, inadvertent and intentional.

            Inadvertently, some vaccine promotion efforts may lead to higher death rates. Scientist Peter Aaby and colleagues have studied the mortality of children in Guinea-Bissau following various vaccines (Aaby et al., 2018; Kristensen, 2000). The measles vaccine reduces mortality significantly but the DTP triple vaccine (diphtheria, tetanus and pertussis) increases mortality, quite dramatically for young girls. Years ago, the whole-cell pertussis component of DTP was found to be dangerous, so in the West it was replaced by an acellular version, with the resulting triple vaccine denoted as DTaP. However, as Kennedy reports, WHO, supported by Gates, continued to promote the more dangerous DTP version in Africa. This might be called an inadvertent depopulation process.

            Then there is the way vaccine promotion in low-income countries actually hurts population health by diverting money from basic measures such as providing clean water. Kennedy gives the example of the hepatitis B vaccine, promoted in India despite the disease it targets, hepatocellular carcinoma, not being a significant health problem in the country. Furthermore, according to Kennedy, Gates’ entities and allies pushed the WHO to include the hepatitis B vaccine in the mandated list of vaccines worldwide, irrespective of whether it addressed a significant problem. This meant governments paid large amounts to pharmaceutical companies for the vaccines; Gates has large holdings in these companies, so by giving money away he increases his fortune. By diverting scarce funds from more important health problems, this vaccine-promotion agenda could be said to be an inadvertent depopulation process.

            Then there are overt measures to control populations: promotion of anti-fertility drugs. Kennedy presents evidence suggesting that some vaccination programmes in low-income countries were covers for administering anti-fertility drugs, notably one called Depo-Provera. He cites writers who note that the schedule for giving the vaccines was one injection every six months for several years, rather than the usual pattern for the tetanus vaccine. Kennedy also refers to Gates’ longstanding interest in population control.

            The administration of anti-fertility drugs under the guise of vaccination, without proper consent, is obviously scandalous. However, even if true, it is not necessarily evidence of an intent to kill vast numbers of people, as might be suggested by the term “depopulation.” If Kennedy’s claims are correct, they are compatible with Gates sincerely seeking to address the problem of overpopulation, albeit sometimes with unethical means.

Conclusion

The Real Anthony Fauci is an impressive book, covering a wide range of important topics with extensive referencing. There is much more in the book that I have not discussed, including chapters on declaring pandemics and on biological warfare. I have not tried to pass judgement on Kennedy’s claims but rather to comment on whether his general perspective is compatible with some of the analyses by scientists and social scientists who have studied the same issues. For the most part, it is.

            The Real Anthony Fauci is, in parts, far more strident than typical scholarly treatments. In places, it reads like a diatribe, especially against Fauci and Gates. For example, Kennedy writes, “Blind faith in Saint Anthony Fauci may go down in history as the fatal flaw of contemporary liberalism and the destructive force that subverted American democracy, our constitutional government, and global leadership.” (p. 231). Many scholars would look less at the role of individuals and more at social structures, in particular at social systems that allow certain individuals to have an inordinate role in decision-making.

            A serious criticism of The Real Anthony Fauci is that it is one-sided. It presents lots of damning information but seldom attempts to present the other side, except to attack it. Discerning readers need to be aware that this is a critique of Covid orthodoxy and of the actions of the pharmaceutical industry and its most powerful supporters in government, science and philanthropy.

            The one-sidedness of the book might be considered, in context, a counter to the one-sidedness of the orthodox position concerning the pharmaceutical industry, Covid and vaccination. There is a certain symmetry here: both defenders and critics of orthodoxy give insufficient recognition to the other side. But there is a big difference. The defenders of Covid and pharmaceutical orthodoxy are backed by vast wealth and power, including the power to censor critics. The New York Times published attacks on Kennedy, meanwhile refusing to run an advertisement for his book (Lyons, 2022).

            There is one other difference between The Real Anthony Fauci and the many scholarly critiques that raise similar concerns: Kennedy’s book has sold over a million copies. In the age of Covid, it testifies to a widespread interest in seeing a well-documented perspective that questions the official line. That mainstream media decline to review the book or to address its claims shows the importance of a critique that reaches a wide audience.

Acknowledgements

For valuable comments on drafts, I thank Kevin Dew, Bob Dildine, Kurtis Hagen, Ed Hooper, Olga Kuchinskaya, Susan Maret and Sergio Sismondo. None of them necessarily agrees with Kennedy’s views or my own.

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Pascal, Louis. 1991. What Happens When Science Goes Bad. The Corruption of Science and the Origin of AIDS: A Study in Spontaneous Generation. Working Paper No. 9, Science and Technology Studies, University of Wollongong, Australia. https://www.bmartin.cc/dissent/documents/AIDS/Pascal91.html

Proctor, Robert N. 2012. Golden Holocaust: Origins of the Cigarette Catastrophe and the Case for Abolition. Berkeley, CA: University of California Press.

Rost, Peter. 2006. The Whistleblower: Confessions of a Healthcare Hitman. Brooklyn, NY: Soft Skull Press.

Schmidt, Jeff. 2000. Disciplined Minds: A Critical Look at Salaried Professionals and the Soul-Battering System that Shapes their Lives. Lanham, MD: Rowman & Littlefield.

Sismondo, Sergio. 2018. Ghost-managed Medicine: Big Pharma’s Invisible Hands. Manchester: Mattering Press. https://www.matteringpress.org/books/ghost-managed-medicine

Smith, Richard. 2005. “Medical journals are an extension of the marketing arm of pharmaceutical companies.” PLoS Medicine 2(5), e138. https://doi.org/10.1371/journal.pmed.0020138

********************
Brian Martin
bmartin@uow.edu.au

academic freedom, environment, politics, tactics

O beautiful for polluted skies

Energy politics in Wyoming are hazardous for free speech.

A fracking operation in Pinedale, Wyoming.

The US state of Wyoming sits in the Rocky Mountains north of Colorado. It is large in area but sparsely populated: its two largest cities have just over 60,000 people each. Wyoming is known for Yellowstone National Park, a popular tourist destination. It still retains the image of the wild west, with farmers and cowboys enjoying the open skies and a clean environment.

However, that image is dated. Today, Wyoming might better be described as “energy country” or “pollution central.” The state has an abundance of coal, oil and natural gas, the major fossil fuels. It also has great potential for wind and solar power, but the carbon-based resources have become the basis for a booming industry. Along with the industry have come economic and political power — and intolerance of any public criticism.


Wyoming

            For decades, I’ve been studying suppression of dissent, especially dissent in science. When a scientist speaks out critical of orthodoxy, sometimes bosses or outside groups find this unwelcome. I discovered numerous cases in which scientists who did research or spoke out about pesticides, nuclear power, forestry, fluoridation or other contested topics experienced reprisals, for example having articles censored, research grants denied, promotions blocked or access to research materials denied. Some lose their jobs.

In most of these areas, scientists confront an orthodoxy that aligns with powerful economic and political groups. For example, concerning pesticides, the mainstream scientific position aligns with pesticide manufacturers. Concerning genetically modified organisms, the mainstream scientific position aligns with GMO companies.

Interestingly, there are two prominent exceptions: smoking and climate change. The tobacco industry has waged a long campaign against medical orthodoxy on the hazards of smoking. Similarly, the fossil fuel industry has done what it can to question the dominant scientific view about climate change.

In Wyoming, it might be said that the energy companies are in charge in a way unlike most of the rest of the world. To obtain a sense of Wyoming energy culture without experiencing it directly, there’s no better source than Jeffrey Lockwood’s book Behind the Carbon Curtain. The title is a play on the phrase “behind the iron curtain,” which refers to life in the former Soviet bloc, where there was pervasive censorship.

Sinking Carbon Sink

Lockwood tells about a long-running saga involving an art installation at the University of Wyoming. Here’s a picture of it.

Just by looking at the work, you might think that there’s nothing contentious about it. But the title was Carbon Sink. All it took was a bit of media coverage about it and executives of energy companies swung into action. Carbon Sink had to go because it implied criticism of fossil fuels, and that could not be tolerated. The executives applied pressure on senior figures at the university.

Next came a sordid process of public relations blundering. University officials gave lip service to the ideal of academic freedom, as indeed did the companies. So when Carbon Sink was prematurely disassembled, university officials gave out a false reason, which caused further embarrassment when their lie was exposed.

The story of Carbon Sink is revealing in several ways. It shows how incredibly sensitive the energy companies are to criticism. Despite their immense economic and political power, a piece of art was seen as threatening.

The story also showed how tied university officials were to big funders. From the university administration’s point of view, they were doing what was needed to ensure continued funding. The energy industry provided massive grants directly to the university and also indirectly influenced most of the rest of the university budget, because the state government was beholden to the industry. Lockwood writes, “At the university, speech is not free — it’s bought and paid for by the energy industry” (p. 68).

The industry’s feeding trough

The story also shows how subservient many citizens are to the industry. A common comment was “Don’t bite the hand that feeds you.” Lockwood obviously finds this attitude objectionable. It implies that people in Wyoming are akin to dogs being fed by their master. It assumes that the energy industry is like a generous royal patron, granting largesse to grateful subjects. Criticism of the industry is an insult to the ruler, something called lèse-majesté, and amounts to heresy. In this picture, the industry is entitled to own and exploit the state’s resources.

            An alternative perspective is that natural resources are a form of heritage, to be used for the welfare of all, which includes both local residents and all life on earth, and the natural environment too. For many in the US, this perspective is almost unthinkable: it is the sort of thought that underpins socialism.

A more conventional alternative is the economic view in which so-called externalities such as polluted lands, health impacts of mining and the impact of greenhouse gas emissions should be included in the cost of doing business. This is a mainstream economic position that takes environmental costs seriously. It is also anathema to Wyoming industry. This is perhaps one reason why the industry reacts viscerally to any criticism of fossil fuels: any hint that it is involved in exploitation of the population and the environment is intolerable.


A photo by Ted Wood from an exhibition cancelled due to pressure from the energy industry

Lockwood versus Wyoming industry

Lockwood’s book is remarkable in several ways. It is a rare account of suppression of dissent that gives a careful and detailed explanation of the sordid details of censorship. The cases are complicated in their ins and outs, with claims and counterclaims and all sorts of devious behaviour. Lockwood takes a leisurely stroll through several stories, giving plenty of background and context. He tells of artworks and scientists that became targets of industry censors operating through the political system and the university. At the same time, in another way the cases are simple: free speech is the victim.


Jeffrey Lockwood

            Behind the Carbon Curtain is also remarkable in being so well written. It is more than a documented contemporary history. It is filled with portraits of individuals, activities and poignant observations that together make this an engaging book to read quite independently of its lessons about economic and political power.

Finally, the book is remarkable because Lockwood is employed by the University of Wyoming. He works in the very organisation that was the target of concerted actions by companies, politicians and university officials to squelch any dissident voices. Lockwood was better placed to speak out because he works in a part of the university not directly dependent on industry money: creative writing. But that alone was not enough. He had to be willing to speak out. Few others were.


University of Wyoming

            Behind the Carbon Curtain is a scholarly book, filled with references. The main text is less than 200 pages, and there are 75 pages of notes. This is a sort of protection against the possible claim of academic shortcomings. However, in the main text, the scholarly apparatus is carried lightly. Unlike the majority of academic writing, Lockwood’s prose contains both sadness and delight: sadness over the human and environmental damage caused by the energy industry, and delight in exposing political shenanigans and pathetic excuses for censorship.

Tactics

One chapter is titled “Where the skies are smoggy all day,” a variation of a classic line in the song Home on the Range, “And the skies are not cloudy all day.” Gas production near the town of Pinedale led to serious air pollution, a sort of photochemical smog much worse than downtown areas in big cities. This might seem to be a problem, especially when residents of Wyoming pride themselves on their pristine environment. Moreover, the pollution had damaging effects on people’s health and led to townsfolk demanding action.


Pinedale Anticline drilling rig

            This story provides a capsule lesson in the methods commonly used by a powerful perpetrator to reduce outrage over an injustice. The methods regularly used are to cover up the action, devalue the target, reinterpret the action by lying, minimising, blaming and framing, use official channels to give a misleading impression of justice, and intimidate or reward people involved. Lockwood’s account of struggles by Pinedale residents to raise their concerns offers evidence of all of these techniques.

In the case of air pollution affecting Pinedale residents, it was hardly possible to hide the actual pollution, but industry supporters did what they could to deny responsibility.

“The governor and others implausibly attributed the pollution to the interstate highway 80 miles south of Pinedale, dirty air drifting 250 miles from Salt Lake City, and automobile exhaust from the residents of Sublette County (population density, two people per square mile).” (p. 149)

This is a good example of the tactic of blaming others.

The Pinedale Anticline Project Office refused to finance research that would identify sources of pollution. This is an example of what might be called cover-up. It’s an illustration of “undone science,” research that government and industry refuse to do or sponsor because the results might be unwelcome.

Then there were official channels. One was PAWG (Pinedale Anticline Working Group). It was chartered by the Bureau of Land Management, which did everything possible to prevent PAWG from having any influence. The existence of PAWG thus gave a misleading appearance of doing something about the problems.

The tactic of intimidation was apparent in the industry’s threat to leave the area, thereby withdrawing the financial bonanza from industry that supported employment and government income. Taxes paid by industry operated as a type of bribe.

Intimidation was also used in more targeted ways in attempts to silence critics.

“For example, a gas-field manager stopped by the Ford dealership to tell the owner that it would be good for business (the energy industry bought lots of vehicles) if the fellow would quiet down his father, an irascible legislator who sometimes spoke ill of the industry. Walker [Perry Walker, a citizen activist] also knew several other owners of small businesses in Pinedale who didn’t dare to speak up because the gas companies were paying top dollar for their services.” (p. 155)

There is one revealing sign that the energy industry is not all-powerful in Wyoming. The industry seeks to shut down criticism, and has many ways of doing this, but it is not so powerful that it feels able to censor critics openly and blatantly. Instead, censorship efforts are covert, while the main players announce that they respect free speech or just that they were not involved. As Lockwood puts it,

“However, overt acts of censorship can be self-defeating when they draw attention to the message they seek to quash. The alternative of frightening people into silence is a potent strategy, an advantage of which is that powerful individuals or corporations keep their oppression out of the limelight.” (p. 11)


The geyser Old Faithful in Yellowstone National Park, an image preferred by tourist operators

Conclusion

Jeffrey Lockwood writes from the belly of the beast or, in his own metaphor, from behind the carbon curtain. Few others have done so. Most would rather offer justifications for acquiescing to power.

It’s useful to reflect on ways in which we accept dominant institutions that seem to have made themselves essential. This includes governments, corporations and authoritarian workplaces. Lockwood sends his epistle from behind one curtain. His book is a model for how we might reveal our lives behind other curtains, ones that few are willing to question.

Brian Martin

bmartin@uow.edu.au

PS When writing this post, I originally mistyped the title as “O beautiful for specious skies.” It is strangely appropriate.

Thanks to Kathy Flynn, Kelly Gates, Julia LeMonde, Olga Kuchinskaya, Jody Watts and Qinqing Xu for useful textual suggestions.

Comment by Jeffrey Lockwood, 1 June 2021

Regarding ongoing energy politics in Wyoming, nothing much has changed.  Our governor and legislature seem dead set on denying the precipitous decline of fossil fuels.  In a pathetic effort to prop up this industry, the state government is providing tax breaks to energy companies (see https://www.wyofile.com/lawmakers-weigh-tax-relief-for-oil-and-gas-again/) and suing the state of Washington for its refusing to permit the construction of a coal port to ship Wyoming coal to foreign markets, primarily China (see https://www.wyofile.com/gordon-asks-ag-for-strategy-to-sue-washington-over-coal-ports/).  Having failed to diversify our economy because energy revenues were so lucrative for so long, the legislature’s “plan” is to double-down on carbon-based energy (see https://www.wyofile.com/unable-to-diversify-legislature-doubles-down-on-energy/).  The state is investing heavily in carbon capture technology, unable or unwilling to recognize that sustainable energy sources are favored not so much for their greenness as for their lower cost.  Indeed, the legislature is actively favoring coal plants with (unproven) carbon capture technology over solar and wind energy (see https://www.wyofile.com/stripped-of-1b-limit-gordon-carbon-capture-bill-clears-house/).  The politicians want to blame President Biden and climate change activists for the decline of coal when it’s obvious that even if we had a way to burn coal with zero CO2 emissions, the market would still favor natural gas (and sustainable sources).  As for industry-driven censorship, the dramatic decline in state revenues translates into deep financial cuts to the university which means the fear of offending the increasingly conservative legislature is surely quashing dissent.  In the most recent round of cuts, the creative writing program was slated for elimination (retribution for having spoken out?), but the administration botched the fiscal analysis and there was significant public support for the program (see https://www.wyofile.com/creative-writing-to-be-cut-uw-counts-on-you-not-caring/).

politics

The watched versus the watchers

Surveillance has become pervasive. What can be done?

Do you have a mobile phone? Do you ever use Facebook or Google? Do you have a credit card? Do you ever walk on a city street or enter a shop? If so, someone is collecting information about you, using it to better understand your thoughts and behaviours and possibly to influence them.

As you scroll through a website, you’re being targeted with ads, and some of the ads are chosen according to your previous web use. Nothing to worry about perhaps, unless your web use provides clues about your medical conditions, relationships, addictions, political leanings and personal finances. How long you pause over a picture on the web can be, and is, used to learn more about what makes you tick.

            If you subscribe to a customer loyalty scheme, for example at a supermarket, then a record is maintained of every purchase you make, providing information to inform future marketing. Banks and credit card companies have a lot of information about your financial activities.

It has become a cliché to say that we’re being watched, yet it is true far more than ever. Measures taken to control covid-19 are in addition to everything being monitored before.

For decades, I’ve been following studies of surveillance and privacy. This is important for anyone concerned with social control and how to resist. In societies with authoritarian governments, data is collected by authorities in order to maintain power and prevent challenges. In societies with less formal repression, vast quantities of data are collected by both companies and governments. This is a big risk if the wrong people gain power. Indeed, it’s already a big risk.

Many scholars, commentators and insiders have written about the surveillance society. There have been numerous powerful exposés. I’ve long thought that this is an area simply waiting for a social movement to emerge and counter the increasing power of watchers. That was true in the 1980s, yet no movement has emerged in the following decades. Why not? Perhaps because many of the tools of surveillance are part of everyday life, have obvious benefits and are used voluntarily. A mobile phone has many practical uses. It can also be used to track your movements throughout the day, record when you’re awake and how many steps you take, and collect data on who you connect with, when and how long.

The big surveillance organisations — governments, Facebook, Google, Amazon, Apple and others — do everything they can to make you believe your data is safe in their hands. After all, it’s in their interest to do so. In this context, it’s valuable to turn to critiques. There are many to choose from. Here I tell about a new book by Carissa Véliz titled Privacy is Power. It has many attractive features.

Privacy is power

Véliz begins by describing a typical day, pointing to all the ways that data about you might be collected, mostly without your knowing or noticing. While driving, texting, banking and just walking around the streets, your data is being collected, and not always with your interests at heart.

The next step is to point out that data can be misused. Your credit rating is downgraded because of a mistake or you miss out on a job because of something online about someone with the same name. There are biases in the algorithms used to analyse data. Then there are malicious uses, for example identity theft and credit card fraud. But there are deeper issues.

            Véliz presents a simple yet powerful idea: stores of personal data are toxic. She makes an analogy to asbestos, which is an exceedingly useful material for buildings and other purposes because it won’t burn or degrade. The trouble is not when it just sits there in the walls of a building; it’s when it escapes, becoming a serious health hazard. Data is similar. There are vast quantities of it sitting in computers around the world, and it can be used for beneficial purposes like medical research. The problem is when it escapes. Then it’s toxic.

A famous case involved Ashley Madison, an online service for affairs and discreet married dating. Except it turned out to not be so discreet when a vast quantity of data held by Ashley Madison was hacked and posted online, to the embarrassment of those exposed.

Then there are the cases of exposures of credit card information, passwords, medical records and other data. Toxic indeed, both when the information is accurate and when it is inaccurate.

Part of being free is being able to experiment with ideas and actions. Not all of them turn out well, but in the old days it was possible to tell inappropriate jokes or hold prejudices, yet to learn, change and move on. With the recording of so much of what we do and say, the past can hold us hostage. A racist or sexist comment can be held against you decades later. Of course, we should be held to account for serious wrongs. The trouble with having vast stores of personal information is that it is too easy to target someone, using a minor fault as justification for adverse actions.

A teacher challenged the principal of her school. To get back at her, a search discovered a student complaint about her teaching made five years previously, so trivial that she had not been told about it at the time. This illustrates two points about toxic data. First, small bits of accumulated data can be used in undesirable ways. Second, it was the principal who had access to files on teachers, while the teachers did not have access to files on principals.

Collective effects

Privacy is often seen as strictly a personal matter. My interest is in my privacy, not in yours. Véliz disagrees. She says we all benefit from everyone else having greater control over data about them and how it is used. In other words, privacy has vital collective dimensions.

            Suppose you use encryption for your communications and for the data on your phone. If no one else is using encryption, then your use of it may make authorities suspicious. They might wonder what you’re hiding and make special efforts to access your data. But if lots of people are using encryption, then you’re less likely to be singled out. Your privacy is enhanced by others’ privacy.

Another example is genetic information. If a close relative of yours has their DNA tested to determine their ancestry, that same information will have many overlaps with your own DNA profile. If your relative’s genetic data is compromised, then so is yours.

            If there are security cameras on every street corner, you can try to escape surveillance by using a disguise or by not going outside. Getting rid of the cameras benefits your privacy, and everyone else’s.

“Our interdependence in matters of privacy implies that no individual has the moral authority to sell their data. We don’t own personal data like we own property because our personal data contains the personal data of others. Your personal data is not only yours.” (p. 79)

What to do?

Véliz offers numerous recommendations for greater privacy. At an individual level, there are quite a few things you can do. Avoid Facebook if you can. Use a search engine that doesn’t track your searches: not Google, perhaps Duckduckgo. Don’t carry around your phone unless you really need it. Don’t join loyalty programmes at shops.

If asked for information beyond what should be needed, make mistakes: “Whoops, I got confused when writing my birthdate.” Ask permission before posting information about others. That includes baby photos on Instagram.

Individual-level steps to greater privacy are, in many ways, the easy part of the process. These are things under your control. You can’t evade all surveillance, but you can definitely reduce the amount of toxic data about yourself.

The bigger challenge is collective steps. The longest chapter in Privacy is Power is about measures that Véliz thinks should be taken to ensure greater privacy. She devotes many pages arguing why personalised advertising should be stopped: it involves sacrificing privacy for very little benefit individually or collectively. She continues with a variety of other recommendations, including stopping the trade in personal data, making data collection opt-in rather than opt-out, stopping the use of algorithms to make inferences about people, deleting data and reducing government surveillance.

These are all worthwhile. The question is, what will bring them about? We can hardly rely on governments and big corporations to suddenly change course and start taking measures to empower citizens by ending their current data-collection practices.

I remember the struggle over the Australia Card, a personal identification card proposed by the government in the 1980s. This triggered the rise of a remarkable opposition movement uniting left-wing and right-wing groups, and the Australia Card proposal was withdrawn. Not long after, though, the government introduced the Tax File Number, for purposes of paying income tax, solemnly promising that the number would never be shared with other government departments. The promise obviously meant nothing because before long people’s numbers were shared with numerous other government departments.

            It’s not likely that governments and corporations will voluntarily cut back on their data collection. The evidence that security cameras in public places reduce crime is questionable, but this seldom leads to cameras being removed. Cameras are widely used by repressive governments to monitor the population. In a free society, it would be wise to avoid technologies that governments could use for repression and select ones that empower the population. So far, this has not been the pattern for surveillance technologies.

The one thing that has a chance of making a difference is a social movement based on an aware and aroused public, with campaigners taking direct action against surveillance. This is happening to some extent with personal devices, for example to use of secure phone software.

What will trigger the formation of a powerful anti-surveillance movement? That is unclear. Anyone potentially interested can benefit from reading Privacy is Power and getting ideas about what needs to be done.


Carissa Véliz

Brian Martin
bmartin@uow.edu.au

Thanks to Kelly Gates, Olga Kuchinskaya, Julia LeMonde and Qinqing Xu for helpful comments.

PS My own writings about surveillance, from many years ago: “Antisurveillance“; “Opposing surveillance“.

activism, military, nonviolent action, politics, tactics

Prophetic witness against the war machine

On 28 September 2016, a group of five people calling themselves “Peace Pilgrims” entered a prohibited zone around Pine Gap, a US military base in Australia. They were arrested and tried for trespass. The maximum penalty for their act was seven years in prison.

The story of this action and its aftermath is told with care and sympathy by Kieran Finnane in a new book titled Peace Crimes: Pine Gap, National Security and Dissent. Finnane is a long-time resident of Alice Springs, a town in central Australia. Although she was aware of the nearby Pine Gap base, she had never paid much attention to the issues involved until the protesters took their action in 2016. With Peace Crimes, she has provided the most detailed account yet available of this form of protest in Australia and the response of the government to it.

            I’m interested in this story for several reasons. In 1979, I became involved in the peace movement, with a special interest in nonviolent alternatives to military defence. I’ve studied the likely effects of nuclear war and followed disclosures about mass surveillance. Not least, for many years I’ve known one of the Peace Pilgrims, Margaret Pestorius, an incredibly knowledgeable and committed activist.

In the following, I first tell about Pine Gap and the Peace Pilgrims and then present a series of perspectives for understanding one or both of them. I’m omitting a lot of the detail and complexity of the story. For example, in addition to the group of five Peace Pilgrims, another Peace Pilgrim protested individually and was tried at the same time. For these and other aspects, and an engaging narrative, read Peace Crimes.

Pine Gap

Beginning in the 1950s, the US government made arrangements with the Australian government to set up a number of military bases in Australia. Officially they are joint facilities, and in some bases today half the workers are Australians. However, Richard Tanter, who has carried out research on the bases, has a useful counter to the idea that they are genuinely “joint” facilities. He says that considering that the bases were built by the US government, their operations are paid for by the US government and their only functions are as part of a network of US military and spying facilities, it is reasonable to call them US bases to which Australian personnel have a degree of access.


Source: Richard Tanter, “Tightly bound“, GlobalAsia

            For decades, the most important US bases were Pine Gap and Nurrungar in central Australia and North West Cape on the western coast of Western Australia. These days, with changing technology, Pine Gap is the most important base.

One part of the base receives and analyses data from US surveillance satellites that collect vast amounts of electronic communications from land, sea, air and space origins. These satellites are in orbits that position them permanently in the same location above the earth. Another part of the base intercepts transmissions from foreign satellites, especially Russian and Chinese ones. The base also is a relay station for signals indicating potential enemy nuclear missile launches, though this function is now redundant given that signals can go direct to the US via satellite-to-satellite transmissions.


Pine Gap from the north (photo: Felicity Ruby, 23 January 2016)

Pine Gap is part of the Five Eyes network that sucks up electronic communications of all sorts, a massive surveillance operation that aims to collect everything sent via phone, email, social media, you name it. The so-called Five Eyes are the US, Britain, Canada, Australia and New Zealand. They share surveillance information, though the US National Security Agency plays the dominant role.

Over the years, a number of writers and researchers have exposed aspects of this highly secret network. One of them was New Zealand investigator Nicky Hager in his 1996 book Secret Power, which received relatively little public attention. In 2013, Edward Snowden leaked massive numbers of NSA documents to the media, generating international awareness of the extent of government surveillance.

Pine Gap’s surveillance capacities assist in US counter-terrorism and other military operations. US systems collect information about possible human targets. When a decision is made and an opportunity arises, drones are instructed to unleash missiles to destroy a target. Some of these drone attacks are in war zones such as Afghanistan; others are in places like Pakistan and Yemen. Drone killings can be called assassinations. Alleged enemies are not arrested and brought to trial, but simply killed. As well, quite a number of civilians die in the attacks. Via Pine Gap, the Australian government is implicated in a system of extrajudicial murder.

            The most significant US bases were installed in the 1960s when Australia had a conservative government, run by the Liberal-Country Party coalition that had held power since 1949. The opposition Labor Party, at the time having a socialist and nationalist orientation, had a platform that rejected US bases. However, after Labor was elected in 1972, it did nothing to implement its bases policy. Later, after Labor lost office in 1975, opponents of the bases struggled with how to proceed.

In the early 1980s, there was a huge expansion of the worldwide movement against nuclear weapons, which invigorated sentiment against the US bases. Activists argued that the bases contributed to the possibility of nuclear war and made Australia a nuclear target. Indeed, to the extent that nuclear arsenals were “counterforce” — targeted at the enemy’s nuclear war-fighting facilities — then Pine Gap was a prime target in a nuclear exchange. Without US bases, there was little reason for the Soviet military to aim nuclear missiles at Australia.

            Australian anti-base activists argued that the goal should be to get the Labor Party to change its platform to again oppose the bases, and then to get the Labor Party elected. These hopes were forlorn. After Labor was elected in 1983, it took steps to give the impression of Australian partnership in running the bases, while more deeply integrating Australia’s military posture with the US’s.

By the late 1980s, the Australian peace movement was in steep decline. Then in 1989 Eastern European communist regimes collapsed. The Cold War was over, and the Soviet Union dissolved two years later. US bases in Australia fell completely off the public agenda, though they continued their crucial role in US nuclear war-fighting operations, surveillance of electronic communications, and information gathering for military operations in Afghanistan, Iraq and elsewhere.

Peace Pilgrims

After the 1980s, Australian peace movement activity was low-key except for huge surges in public opposition to foreign wars, including the 1990–1991 Gulf war and the 2003 invasion of Iraq. Some activists, though, maintained attention to US bases. There have been quite a few protests, including major ones at Pine Gap in 1983 (the Women’s Peace Camp), 1987 and 2002. Of special interest here are religiously motivated activists.

            There is a long history of religious opposition to war. In countries with universal male military service, there have been resisters, those who refuse to participate, and many have been driven by their religious beliefs. In the US and several other countries, small numbers of activists have taken direct action against weapons systems, for example sneaking into military bases and using hammers to damage missiles. They are called ploughshares activists, because as Christians they take inspiration from passages in the Bible, such as this one from the book of Isaiah:

“He shall judge between the nations, and shall decide disputes for many peoples; and they shall beat their swords into ploughshares, and their spears into pruning hooks; nation shall not lift up sword against nation, neither shall they learn war anymore.”

Ploughshares actions, although occasionally damaging military equipment, are largely symbolic. The activists take full responsibility for their actions and do not attempt to evade arrest. They feel driven to bear witness against war. Some US activists have spent many years in prison. Their stories are documented in The Nuclear Resister, published for many years by Felice and Jack Cohen-Joppa, who I see whenever I visit Tucson, Arizona.

The 2016 action at Pine Gap was in the tradition of radical Christian peace action. The group of five protesters — Franz Dowling, Jim Dowling, Andy Paine, Margaret Pestorius and Tim Webb — expressed their commitment to the Biblical commandment “Thou shalt not kill” and, as well, adopted lives of voluntary poverty and service to others in need.

The contrast between their lives and the mainstream churches is stark. Mainstream Christianity has adapted to the surrounding culture and political system. Soldiers, arms manufacturers and political leaders might be Christians, but have accepted the need for killing, and indeed have supported the development and deployment of weapons systems with the potential for mass slaughter. The Christian vow of poverty — exemplified by the Biblical saying that “It is easier for a camel to go through the eye of a needle than for someone who is rich to enter the kingdom of God” — has been displaced by materialism. Some churches espouse the “prosperity gospel” that glorifies making money.

The protesters who called themselves “Peace Pilgrims” wanted to intervene against Pine Gap operations to hinder what they saw as its death-dealing. However, border security around the base is tight. The area is actively monitored for trespass. The outer fence is easy to get through, but not the high inner double barbed-wire fence. In practice, the Peace Pilgrims were making a statement by the simple fact of going into a prohibited area.

The Pilgrims made careful preparations. To get as close to the base facilities as they could, they needed to walk through the night in rather treacherous territory. Andy prepared to film the base and their efforts. Margaret brought her viola and Franz his guitar so they could play a lament.


Margaret and Franz

Peace Crimes provides plenty of fascinating detail about the Pilgrims’ preparations, action and arrest. They expected to be arrested, and they were. Then there was a different sort of drama: in the courtroom. The Pilgrims were charged under a piece of federal legislation called the Defence (Special Undertakings) Act. The maximum penalty was seven years in prison.

Finnane attended the case, which went on for days in the Northern Territory Supreme Court, and reported on it in the Alice Springs News.

The prosecution was led by a top-gun lawyer who did everything possible to achieve a conviction and push for harsh penalties, including imprisonment. The government was obviously doing what it could to deter anyone who might try to follow the Pilgrims’ lead.

The Pilgrims had little money and were unable to afford legal representation — so they represented themselves. Margaret and Andy led their effort to develop questions and an argument for the court. They received a bit of free general legal advice, but actually they preferred to run the case themselves since that gave them the most freedom to do it the way they wanted. A lawyer would have been more constrained.

In Peace Crimes, you can read about the legal machinations: decisions about the appropriate jurisdiction, choosing members of the jury, questioning of the judge’s objectivity, attempts to keep the proceedings closed, efforts to exclude evidence and witnesses, giving of evidence and cross-examination, and the subtle factors that determined what could be raised in testimony and what couldn’t. The Pilgrims pleaded not guilty, their grounds being that Pine Gap played an active role in committing crimes, namely in facilitating extrajudicial murder. Peace Crimes also provides fascinating information about the lives of each of the activists.

If you are familiar with any of the issues involved, you may have a view about Pine Gap and the Peace Pilgrims or both. Here, I offer a variety of perspectives for looking at the issues. Each perspective can potentially offer insights.

Moral versus legal

The Pilgrims were driven by a deep sense of what is right and wrong, and they believed that military systems — especially those involved in foreign assassinations — are wrong. They confronted an opponent, comprising the government, the military and parts of the legal system, that justified its position based on law. The court case, described in detail in Peace Crimes, can be read as an extended conflict between morality and legality.


Northern Territory Supreme Court building, Alice Springs

The Pilgrims defended their actions in terms of morality, and tried on every occasion to bring morality into the picture. This occurred when they were arrested and questioned, and it occurred in the courtroom. They liked to bring up Biblical examples of the breaking of unjust laws.

The prosecution, taking its cues from the federal government, attempted to exclude morality from the discussion. The prosecution repeatedly objected to testimony that brought up the Pilgrims’ motivations and instead focused on a narrow legal matter, whether they had knowingly trespassed on the prohibited area around the Pine Gap base. From the prosecution’s viewpoint, it was immaterial why the Pilgrims were there. All that had to be proved was that they were there, aware that they were breaking the law.

Power

The interaction between the Australian government and the Peace Pilgrims can be seen as a power struggle. On the surface, it is a very unequal struggle. The government has the power to make and enforce laws, and has at its disposal police and prisons. Then there is the wider power of the US government and military, which supports the Pine Gap operation.

On the other side, the Pilgrims seem to have relatively little power, but this is deceptive. Why would the Australian government bother with an expensive trial against a seemingly harmless and nonthreatening group of activists who never had any realistic prospect of interrupting activities at the base? The reason is that the Pilgrims represented the potential power of citizen opposition. These few individuals posed no direct threat to Pine Gap operations but if their example were followed, a much greater threat might develop.


The Peace Pilgrims including Paul Christie, third from the right

The Pilgrims, in their action, were setting an example. The government, by prosecuting them, was also trying to set an example.

Nonviolent action

Suppose you want to change the government’s policy on Pine Gap. How could you go about it? You might write scholarly articles, set up a newsletter, lobby politicians, join political parties and campaign for politicians who support your viewpoint. You might launch an online petition or form a citizens group. All these methods are what might be called conventional political action. In Australia, they are commonplace and widely considered acceptable.

At the other end of the spectrum, you might join with a few others to launch an armed attack on Pine Gap or, more easily, on its workers or on politicians supporting it. This approach can be called armed struggle or, by its critics, terrorism.

In between conventional political action and armed struggle are a variety of methods, including ostracism of politicians supporting the base, boycotts of companies supplying it, strikes by workers opposed to the base, sit-ins in parliament — and entering the restricted zone around the base, taking photos and playing music. These sorts of methods are called nonviolent action or, alternatively, civil resistance. They go beyond the routine and acceptable methods but refrain from any physical violence.

The Pilgrims were committed to this sort of action. It can make things difficult for authorities, because it involves noncooperation, yet avoids physical violence and so cannot easily be stigmatised as terrorism.

Within the nonviolence field, two approaches are commonly distinguished: principled and pragmatic. Principled nonviolence, associated with Mohandas Gandhi, is based on a moral commitment. Pragmatic nonviolence, associated with scholar Gene Sharp, is undertaken because it is seen as more effective than violence. The Pilgrims obviously fit into the principled camp. But this distinction is a bit academic in Australia, where all activists refrain from using arms.

Activist and researcher Stellan Vinthagen offers an insightful definition of nonviolence: it is without violence and against violence. The Pilgrims, like most people in their daily lives, did not use physical violence. However, unlike most other people, they acted against violence, namely against Pine Gap and its role in military operations.

Antiwar strategy

Nearly everyone says they are against war. Those who support military defence say it is needed to deter war. Many soldiers are strongly in favour of peace.

The question is not whether to oppose war, but how. For those in what is called the peace movement, who question the current military posture, there have been a variety of views about goals. Some oppose use of Australian troops in foreign wars, as in Afghanistan and Iraq. Some support the Australian government cutting ties with foreign powers and having an independent defence policy. Others favour disarmament. Yet others support development of a nonviolent defence system.

Despite this wide range of visions, amazingly the peace movement has mobilised large numbers of Australians to protest against war and war preparations — but only on some occasions, such as just before the 2003 invasion of Iraq. In between such mobilisations, few have maintained their activism.


Australian rally against 2003 invasion of Iraq

What about strategy for the peace movement? How will it achieve its goals? Some favour public education, aided by critical analyses of military preparations. Others pursue peace movement goals by lobbying politicians and joining political parties. More visible are public protests. Another approach is to undermine the war system by challenging its roots, including the state, militarism and patriarchy.

In this context, the Pilgrims pursue peace by prophetic witness. Through their actions, they show their commitment and their vision of an alternative world. They are less worried about effectiveness than being true to their beliefs.

Evil

Steven Bartlett, a philosopher and psychologist, made an exhaustive study of evil, which he uses in a non-religious sense to refer to the propensity of humans to harm each other and the environment that supports their life. In his epic book The Pathology of Man he traverses a wide range of classic writings about disease, ethology, psychology, genocide, ecological destruction and war. His central conclusion, suggested by the title of his book, is that the human species is pathological, namely having the characteristics of a disease. He argues that aspects of human thought and behaviour are so dysfunctional that they are a danger to survival, yet most humans participating in damaging activities are psychologically normal.

One of Bartlett’s case studies is war. He observes war preparations and the willingness of humans to harm each other, face to face or remotely. War preparations involve only a fraction of the population. What is significant is that so few people do anything to resist. Bartlett concludes that most people do not want to stop war preparations and war. This is a testament to the pathology of the human species.

The stark contrast between the peace Pilgrims and the power of the state used to restrain them is compatible with Bartlett’s analysis. Although there have been large protests at times, most Australians have been content to support or at least tolerate Australian military preparations and their links to foreign wars and assassinations.

One feature of this human shortcoming, according to Bartlett, is the low level of most people’s moral intelligence. Very few develop a strong feeling of disgust about cruelty, violence and other forms of human evil and have the conviction to act on their beliefs. Bartlett’s analysis suggests that the Peace Pilgrims are among these few with high moral intelligence.

Media

From the perspective of communication and the media, the role of Pine Gap and the challenge by the Peace Pilgrims can be seen from several angles. One obvious point is that the role of Pine Gap, or even its existence, receives very little attention. Arguably, Pine Gap is Australia’s most important target in the event of nuclear war, and, if Australia lacked any foreign bases, the country might not be thought worth targeting at all. Yet this existential issue is seemingly off the agenda in the mass media.

No doubt the reluctance to cover Pine Gap-related matters is in part due to the two major political parties having the same stance, which means there are no significant political disagreements to report on. The government’s draconian laws restricting media coverage of matters of “national security” no doubt play a role. Government secrecy about the role of US bases makes reporting more difficult. Also important is the absence of a strong peace movement. Social media are far less inhibited, but even there, Pine Gap is not a major issue.

The Peace Pilgrims, and other direct actions at Pine Gap, provide a news angle. Unusual events, especially arrests, are newsworthy. Imagine that the Pilgrims had asked, “What can we do to generate attention to US bases?” Their protest would have been as good an answer as any.

Finally, there is the important role of Kieran Finnane, the journalist who reported on the protests and trial and whose book Peace Crimes provides an engaging introduction into the issues — and stimulated me to write about it. Those who seek media coverage often want the largest possible audience, but just as important is the depth of impact, which can be influential when only a few individuals are affected. The Peace Pilgrims had a loyal following, in part because of the government’s heavy-handed response. Their action, as a form of communication, was not widely covered but the coverage it did receive has been quite influential.


Kieran Finnane

Moral foundations

Jonathan Haidt has written an insightful book titled The Righteous Mind. In it, he explains research by himself and collaborators concerning what he calls “moral foundations.” These are values that influence what people think is right or wrong. Haidt identifies six principal moral foundations: care, fairness, liberty, authority, loyalty and sanctity. Each one has played a role in human evolution.

Consider care, the value people place on protecting and nurturing others. The protection and support that parents give to their children has obvious survival value. In many cases, people expand their sense of caring to those outside their immediate family or tribe, as when a person risks their life to save a stranger.

Haidt argues that the influence of moral foundations operates on each person’s intuitive, fast acting mind, usually without conscious awareness. Through ingenious experiments, he has shown that people make moral judgements intuitively and then try to justify them with rational arguments, which are sometimes highly contorted. In other words, people commonly reach conclusions quickly and automatically and only justify them later. More intelligent people can be better at coming up with rational-sounding explanations for their intuition-driven choices.

Haidt’s framework can be applied to the contrasting views about Pine Gap and the Peace Pilgrims. Each of the six moral foundations is relevant, but they are applied in quite different ways.

Care for others is a key driving force for the military establishment: the care is for those being defended from enemies. The Peace Pilgrims, in contrast, direct their care concerns to the victims of drone attacks and to the world population threatened by wars, especially nuclear war.

Haidt in The Righteous Mind is especially interested in differences between US liberals and conservatives. He found that liberals draw more from the moral foundations of care, fairness and liberty whereas conservatives draw more evenly from all six foundations. Consider authority, a value commonly associated with conservatives. The military is based on obedience to the authority of the military hierarchy and more generally to the authority of the government. The prosecutions of the Pilgrims were backed by the authority of the state, as manifested in the legal system.

Arguably, the Pilgrims were also drawing on authority. However, in their case, the authorities to which they responded were God and their own consciences.

Another moral foundation is sanctity, which can be expressed in rules for eating and hygiene. For example, many people find the eating of the flesh of certain animals to be disgusting. The Pilgrims might be said to be driven by their concern for the sanctity of human life, including individuals killed, far away, in drone strikes. The role of sanctity for the prosecutors does not seem so obvious until we think of Pine Gap as a sacred territory. Authorities were alarmed about the Pilgrims transgressing on the Pine Gap prohibited zone, and prosecutors took great pains to prevent images of the area surrounding the base being made public or even being seen in open court. It seems as if Pine Gap is analogous to a church; entering its grounds and taking graven images are a sacrilege to its holy mission.


Pine Gap by night. Photo by Kristian Laemmle-Ruff

It would be possible to consider each one of the six moral foundations to see its role in the thinking and actions of the Pilgrims and the defenders of Pine Gap. Each foundation plays a role, but with different anchors. A key point is that the influence of moral foundations is usually unconscious, providing an emotional drive for particular thoughts and actions often without individuals being aware of the source of their thoughts and choice of actions. It is fascinating to imagine that the careful, and sometimes torturous, legal argumentation presented in the trial is a rationalisation for choices influenced by unconscious commitments about what is right and wrong.

Outrage management

When a powerful group does something that others see as wrong, the group can take various steps to reduce the level of public outrage. For example, after the 1991 Dili massacre, when Indonesian troops opened fire on peaceful East Timorese protesters at Santa Cruz cemetery, the Indonesian government and military took steps to reduce international concern. They tried to cover up the existence of the massacre, denigrated the protesters, minimised the scale of the killing, set up investigations and gave minimal sentences to a few low-level perpetrators, and intimidated the surviving East Timorese population.

Despite these efforts, the Dili massacre triggered a large increase in international support for East Timorese independence. The massacre, intended to subjugate the resistance to its rule over East Timor, backfired on the Indonesian government. Perpetrators of a wide range of injustices, from sexual harassment to genocide, use the same outrage-management techniques as those used following the Dili massacre.

The same set of tactics can be observed in relation to Pine Gap, which some people might see as contributing to a number of injustices. The key tactic is cover-up: the intense secrecy about the base and its functions and activities serves to reduce public concern. In relation to drone assassinations, there is an additional tactic: devaluation of the targets, who are portrayed as dangerous terrorists. Then there is the tactic of reinterpretation, namely providing a benign explanation for actions. Defenders of drone killings never use the word assassination. They claim that few civilians are killed, using the euphemism “collateral damage.” Finally, anyone who challenges the programme may be subject to intimidation. This is where the Defence (Special Undertakings) Act comes into play, with its severe penalties for even trivial offences.

The arrest and trial of the Pilgrims can be seen as a form of intimidation of protest, deterring anyone who might follow their example. However, the arrest and trial of the Pilgrims were potentially a new source of public outrage, so it is to be expected that the same sorts of tactics would be used by the government. The tactic of cover-up is most obvious in the concerted attempts by the prosecution to exclude evidence about Pine Gap activities.

The tactic of devaluation is apparent in the prosecution of the Pilgrims as serious criminals who should serve time in prison for their actions. A key tactic of reinterpretation is the assumption underlying the prosecution that the case is about obeying the law, with the possibility of questioning the law off the table.

One of the methods used by powerful perpetrators to reduce outrage from their action is to use official channels to give the appearance of justice. In the case against the Pilgrims, the legal system itself was the most important official channel. By going to court, the prosecution might be seen to reassure observers that it was ensuring justice — even though the legal process in this case was one-sided, with the government throwing enormous resources into the case and using its power to restrict testimony.

Powerful perpetrators do not have it all their own way. The Dili massacre illustrates how attacks can backfire on the perpetrators. To counter the tactics commonly used, challengers can use counter-tactics. They can expose the action, validate the targets, interpret the actions as unfair, avoid official channels and instead mobilise support, and resist intimidation.

The Pilgrims and their supporters used all of these counter-tactics. To counter cover-up, they publicised their arrest and trial.

To counter devaluation, the Pilgrims had only to describe their beliefs and activities: their lives of voluntary poverty and service undermined the prosecution’s portrayal of them as dangerous threats. Furthermore, they organised to get famous and not-so-famous people to write to the Australian Attorney-General requesting that the charges dropped — and to have the letter published in the Saturday Paper.

To counter reinterpretation, they described the prosecution as a gross overreaction, as itself unjust. Rather than relying solely on legal defences, they mobilised support. Finally, to counter intimidation, they valiantly resisted throughout the entire case, refusing to capitulate.

In light of the different methods used by the government and the Pilgrims, did the arrests and prosecution backfire on the government, drawing more attention to Pine Gap and resistance to it than might otherwise be the case? That is hard to judge because there is no easy way to guess what might have happened had the government decided not to press charges. In any case, the issue has not gone away. Pine Gap continues its activities and the Pilgrims, and others, bide their time.


Pine Gap. Photo by Kristian Laemmle-Ruff

Conclusion

Reading Kieran Finnane’s book Peace Crimes inspired me to write something about the issues it raises. One issue is Pine Gap and military bases more generally. Another is the Peace Pilgrims and their principled challenge to military systems. Yet another is the existence of different ways of understanding protests against Pine Gap.

The dominant mainstream framing is that Pine Gap is a valuable part of Australia’s defence and that the Pilgrims, however well intentioned, should not be permitted to threaten the base’s security. Then there is the peace-movement framing, seeing Pine Gap as part of the US military machine that endangers lives around the world. It is useful to understand these positions and to be aware that they are ways of understanding Pine Gap and the Pilgrim challenge — but not the only possible ways. There are many others, including peace movement strategy, the contrast between moral versus legal imperatives, the role of human evil, and outrage management tactics.

Is there a best way of understanding Pine Gap and the Pilgrims? It all depends on your purpose. If you want to pass judgement, some perspectives are more useful than others. If you want to know what you might do to take action, that’s another matter. It is quite useful to draw a key insight from the study of moral foundations, namely that people commonly form a judgement based on their intuitive response and then subsequently find or create rational-sounding justifications for their views. The implication is that it can be extremely difficult to change someone’s mind by providing evidence and rational arguments. When judgements are grounded in gut reactions, changing them usually requires something other than reason.

In the case of Pine Gap and the Pilgrims, a key judgement is whether it is worth paying any attention to them at all. Because there is little mainstream media coverage, many people assume nothing important is happening. If you decide there is, and you want to know more, then it is valuable to seek information from a variety of perspectives. One crucial source is Kieran Finnane’s Peace Crimes.

P.S. The Peace Pilgrims were found guilty. The prosecution had called for imprisonment but the judge instead imposed fines of a few thousand dollars each. For the Pilgrims and their supporters, this was good news.

Brian Martin
bmartin@uow.edu.au

For assistance and valuable comments, thanks to Cate Adams, Sharon Callaghan, Jack Cohen-Joppa, Kieran Finnane, Margaret Pestorius, Yasmin Rittau, Richard Tanter and Tom Weber.

corruption, politics

Layers of corruption

In April 2013, Frédéric Pierucci was arrested in New York and taken in chains to a  prison. Thus began a long ordeal that taxed his survival capacities and also provided deep insights into corruption.


Frédéric Pierucci

Pierucci was an executive for the French multinational company Alstom. Part of its operations were in the energy business, including manufacturing boilers for large power plants. Alstom sought contracts in countries around the world and, like many Western multinationals, used bribes to obtain them. As anti-corruption efforts stepped up, Alstom set up internal systems to control bribery.  Instead of paying bribes directly, Alstom hired “consultants” who organised the bribery. Everyone knew what was happening but the corruption was more covert.

In Alstom’s hierarchy, Pierucci was several levels down from the CEO. He had no idea that the US Department of Justice (DOJ) had ordered his arrest, so when he was taken into custody, he was caught unawares. Eventually he learned that his arrest was related to an Alstom contract bid in Indonesia years earlier.

He couldn’t figure out why he, of all people, was arrested. The contract in Indonesia was long ago, and he wasn’t the senior figure involved. Gradually he pieced together what was going on.

The DOJ relied on the Foreign Corrupt Practices Act (FCPA). This law allowed the arrest of anyone anywhere in the world if they were involved in corruption with the slightest connection with the US, for example using US currency or Internet servers based in the US. Even if the individual was not a US citizen, did not work for a US company, and the alleged corruption was in another country, the FCPA could be applied.

This use of the FCPA is called extraterritorial, meaning it applies outside the US. It is a prime example of what might be called imperial overreach. The US government asserts that its laws apply throughout the world, not just in the US. But on the other hand, the US government notoriously refuses to be bound by non-US laws that affect its own citizens. For example, the US government refuses to accept the jurisdiction of the International Criminal Court. The double standard involved — the US government applies its laws to citizens of other countries but rejects their laws applying to US citizens — reflects US economic and military power.

It might seem that the FCPA, despite its imperial reach, is being used for a good cause: stamping out corporate corruption worldwide. In this picture, the US government is applying its high anti-corruption standards as widely as possible.

Pierucci, caught in a nightmare in the US criminal justice system, gradually learned otherwise. He was being held in a maximum security prison though he had not been convicted of any crime, and he was not a violent offender. Naturally, he applied for bail, thinking this would be routine. He discovered the DOJ didn’t want to release him no matter what. Why couldn’t Alstom post bail? The DOJ wouldn’t allow it. He had to post an exorbitant amount personally. Then there was an additional requirement: a US citizen had to be willing to mortgage their house as part of the bail requirement. This was difficult to arrange, because Pierucci had been living in Singapore. His wife, taking care of their four children, was not allowed to interact with Alstom because of the DOJ’s case against it. She had few contacts in the US, but eventually a friend offered to put her house up as security for bail. Even this wasn’t enough.

Pierucci realised he was being held as an economic hostage. The DOJ had no intention of releasing him while its case against Alstom proceeded. Pierucci’s plight was a message to top Alstom executives that they might also be imprisoned.

Alstom’s top executive, Patrick Kron, was fully implicated in its corrupt practices. Unlike other companies targeted by the DOJ, Alstom had refused to cooperate, admit guilt, pay a huge fine and allow a DOJ agent to work in the company to monitor compliance, of course paid by the company. The DOJ was playing harder because of Alstom’s resistance.

Patrick Kron

Pierucci discovered a pattern: numerous European companies had paid huge fines to the US government following DOJ anti-corruption investigations. The DOJ had a large workforce for this purpose, and it was reaping large rewards. There was something else. The DOJ apparently had access to electronic monitoring of European communications, as later revealed by Edward Snowden. It was using information gained through surveillance, justified as countering terrorism, for economic warfare.

There was yet something else besides. The DOJ’s operations enabled US companies to take over their competitors. This is what happened to Alstom. Its primary US competitor was General Electric (GE), a massive multinational. Alstom’s CEO, Patrick Kron, commenced secret dealings with GE that eventually led to the sale of Alstom’s power division, its largest, to GE. The price was huge but the benefits to France were minimal. Furthermore, GE did not fulfil any of its promises, for example to create new jobs in France.

The sale of a crucial part of France’s energy sector, in particular its nuclear power production, was a blow to its economic independence. For such a sale, various government approvals were required. Pierucci tells how the US government used the corruption proceedings as a lever to achieve the sale. The tale is complicated, but essentially the US government used various types of power to serve the interests of GE.

The official name of the game was anti-corruption, but behind the scenes was a deeper level of corruption: US surveillance capacities, diplomatic power and economic power, tied to the anti-corruption gambit, were corruptly deployed to serve US corporate interests.

Pierucci was a pawn in this game. To induce Kron to proceed with the sale, Pierucci had to be on the hook. It was apparent that the DOJ did not want to sentence Pierucci until the sale was settled. Pierucci was finally allowed out on bail and returned to France, but had to come back to the US for sentencing. Finally, he was — four years after pleading guilty. The DOJ forced Pierucci to plead guilty to being the central figure in Alstom’s bribery. He was the fall guy. He served another year in a US prison.


Wyatt Detention Facility, a maximum-security prison where Pierucci spent some of his time behind bars

Through these travails, Pierucci had to rely on his US lawyers, who kept promising things that didn’t pan out. The DOJ presents itself as the paragon of justice — what else? — but its treatment of Pierucci was anything but. Yet Pierucci could not afford to challenge decisions made because, if he had, he would have been treated much worse.

Here is another injustice: the US legal system. Pierucci was threatened with decades in prison. If he said he was innocent and went to trial, he risked a long stretch in prison. So wisely he pled guilty. He was not alone in being pressured to lie. The entire US legal system is based on plea bargaining. People are charged with crimes and warned that if they contest the charges, they will face a long prison sentence. Hence most of them plead guilty.

In his time in several US prisons, Pierucci saw the country’s penal system up close. As other observers have noted, it is horrendous. Prisoners are humiliated, treated harshly, subject to abysmal conditions and given little encouragement for rehabilitation. In some prisons, prisoners are forced to work for a few cents per hour: they are slave labour.

Pierucci, throughout his time in prison, wrote about his experiences and his study of the interactions between Alstom, the DOJ and GE, and sent his writing to a French journalist, Matthieu Aron, who is the second author of their book, completed just five weeks after Pierucci was finally freed. It is engaging and alarming, covering Pierucci’s personal experiences and what he found out about corruption.


Matthieu Aron

The title of the book, The American Trap, can be interpreted in several ways. It refers most obviously to US economic warfare using the legal system, warfare in which the rhetoric of anti-corruption is used for a higher level of corruption. The title might also be taken to refer to the US legal and prison system. In the name of justice, this massive system beats down its victims in the most appalling ways.

Superman famously fought for “truth, justice and the American way.” Unfortunately, this was an illusion. Instead, behind the scenes are “lies, injustice and the American trap.”

Frédéric Pierucci with Matthieu Aron, The American Trap: My battle to expose America’s secret economic war against the rest of the world, translated by Deniz Gulan (London: Hodder & Stoughton, 2019)

Some choice quotes

Re the Foreign Corrupt Practices Act (FCPA), “They have transformed a law that could have weakened their own industry into a formidable instrument of underground economic warfare and intervention.” (p. 115)

Re corrupt operations by the US company KBR, a subsidiary of Halliburton: “So in a case [mainly concerning a US company] unearthed by a French judge, a French company was ordered to pay $338 million to the US government rather than to the French government itself. This is known as shooting yourself in the foot.” (p. 118)

Re a US judge saying Pierucci should apologise for Third World corruption, despite the US government’s support for Suharto’s corrupt regime in Indonesia: “This judge fully embodies American hypocrisy in all its grandeur.” (p. 265)

Re the DOJ’s onslaught against European companies, netting billions of dollars in fines: “This racketeering, because that is what it all boils down to, is unparalleled in its scope.” (p. 305)

Brian Martin
bmartin@uow.edu.au

Thanks to Tonya Agostini, Anneleis Humphries, Cynthia Kardell and Jody Watts for useful comments on drafts.

economics, military, politics

Understanding global conflict

To get a handle on what’s happening in the world, read books like Paul Rogers’ Losing Control.

 

How can you make sense of world affairs? There are so many countries, politicians and power plays. If you follow the news, you hear about developments concerning tariffs, wars, elections and bombings. But how does it all fit together? The news tells mostly about events, with seldom anything much deeper to help put the events into context.

I’ve found that I learn far more by reading a book by a well-informed author, one that provides a framework for understanding. To aid my comprehension, whenever I read a book I take notes on it, including bibliographic details, a summary of the contents and specific points (with page and paragraph numbers) that are relevant to my interests. Sometimes the notes are just half a page; sometimes they are many pages long.

Going through my files recently, I came across my notes about a book by Paul Rogers titled Losing Control: Global Security in the Twenty-first Century. Published in 2000, I read the book two years later, and wrote in my notes that Rogers was remarkably prescient: his analysis seemed to have anticipated world events. In particular, between publication in 2000 and when I read the book, there were the terrorist attacks of 11 September 2001.

Looking at my notes in 2020, I was again impressed with Rogers’ assessments. Losing Control was a useful guide to understanding world affairs. I decided to read the book again, in the process discovering that there had been a second edition in 2002 and a third in 2010. Conveniently, these new editions were the original book with supplementary chapters.

Nuclear war-fighting

Losing Control starts off with a detailed analysis of nuclear politics during the Cold War. This may now seem irrelevant given that the Soviet Union collapsed in 1991 as did concern about nuclear war. Actually, though, it is a useful reminder that, for several decades, that the world was worryingly close to devastation. Furthermore, Rogers goes on to point out that, contrary to the impression you might get from the news, the threat of nuclear war has not disappeared. Governments have been “modernising” their arsenals, namely making them more effective.

Rogers says that the major nuclear weapons states — US, Russia, UK, China, France, Israel, India and Pakistan — have no intention of ever relinquishing their arsenals. Instead, hypocritically, political leaders roar with indignation should some other state seek to acquire nuclear weapons. Just think of the attention given to the possibility of Iraqi, North Korean and Iranian weapons.

During the Cold War, the standard theory concerning nuclear weapons was that they served as a deterrent against attack: US and Soviet nuclear forces, by being poised to destroy each other’s population centres, discouraged initiating an attack. This was called mutually assured destruction. However, unbeknownst to most members of the public, both sides had strategic plans and targeting policies that were based on war-fighting: they hoped to be able to destroy their opponent’s communication and weapons systems in a first strike, thus winning a nuclear war.

            Back in the 1980s, I studied the effects of nuclear war and read about plans for nuclear war-fighting. The information was available but not widely known, with the result that most people did not appreciate how dangerous the so-called strategic balance was in those years. Rogers, in recounting these matters, provides a corrective to mistaken ideas about past and present nuclear threats.

Three drivers

Rogers argued that international conflict over the next two or three decades would be driven by three factors. The first is economic inequality, which is exacerbated by neoliberal economic policies. Inequality is a source of tension: some of the have-nots may want to challenge the dominant order violently; others may seek to migrate to more prosperous regions, triggering tensions over immigration.

            The second factor is environmental constraints. The massive expansion of human activity puts strain on land, water and the air. Resources, especially oil, become bones of contention. The wars in the Persian Gulf are partly resource-related. Rogers was initially writing in 2000, after the first Gulf war in 1991 but before the 2003 invasion of Iraq.

Today the most obvious environmental constraint is climate change. Already in 2000 Rogers identified this as a crucial factor in international conflict. Affluent industrialised countries have generated the most greenhouse gases, yet they want to keep consuming despite the looming dangers. It is at this point that environmental constraints interact with economic inequality.

            The third factor is the commitment by dominant powers to address these issues by attempting to maintain the status quo, if necessary by force. Instead of addressing inequality and environmental constraints, Western governments have tried to subdue challengers, especially those that use force themselves. The context is that groups with relatively little resources and technological expertise have the capacity to wreak havoc in rich developed societies. Putting this another way, industrial societies have developed in ways that make them vulnerable to attack.

Security paradigms

Rogers describes two security paradigms, namely assumptions and ways of thinking that guide action. The first paradigm, which he dubs “old,” is based on attempting to maintain control. This is called “liddism”: the dominant powers attempt to keep a lid on the discontent stimulated by continuing economic inequality and escalating environmental impacts. Rogers’ second paradigm is quite different. Instead of trying to maintain the status quo and keep a lid on discontent, this alternative “new” paradigm involves addressing the roots of conflict: inequality, environmental impacts and military deployments to maintain them.

Rogers gave considerable attention to the 1993 attack on the World Trade Center. A truck filled with explosives was driven into an underground parking station and detonated. However, the plotters had not positioned the location quite right to achieve their goal of bringing down the tower. If they had succeeded, 30,000 people might have been killed. Concerning this possibility, Rogers rhetorically asked “… would it have resulted in any rethinking of security? Probably not. A more likely result would have been a massive and violent military reaction against any groups anywhere in the Middle East that were thought to have had even the slightest connection with the attack.” (p. 118)


Damage from the 1993 World Trade Center bombing

            How’s that for a prediction made in the year 2000? We now know that this is the security trajectory followed after 9/11. There was a declaration of a “war on terror” with no possibility of peace envisioned, the invasion of Afghanistan, the invasion of Iraq, a continuation of neoliberalism and economic inequality and a slow and tepid response to climate change. In contrast, the new-paradigm response to 9/11 would have been to treat the attacks as a criminal matter. It didn’t happen.

The 1993 attack highlighted the interaction of the three factors that Rogers identified. Resource factors, namely the location of cheap and abundant oil in the Gulf region, led to US military involvement in the Gulf, including troops stationed in Saudi Arabia. The quest for control over energy supplies aggravated the perception of inequality, with Western affluent countries seeking control. The attack did not lead to any change in ways of thinking about security.

Learning from Rogers

There is a lot to learn from Losing Control. It contains all sorts of information about international security, from nuclear arsenals to political grievances to neoliberalism. The information is presented in a coherent way, enabling an appreciation of trends and impacts.


Paul Rogers

            More important than the information is the framework that Rogers developed to understand the driving forces underlying the security environment: economic inequality, environmental constraints (especially Gulf oil politics and climate change) and the old security paradigm of trying to maintain control. Grasping these three factors and their interactions provides a remarkably powerful way of understanding geopolitical developments.

Reading and digesting Losing Control offers a way of making sense of the crush of current affairs. You could spend years watching or reading current affairs in the news and still have less idea of what it all means than by spending a few hours reading this book. Alternatively, if you prefer shorter treatments, Rogers writes a regular column for openDemocracy.

This speaks to a more general issue. By acquiring an understanding of patterns and driving forces, it’s possible to make sense of the world far more efficiently and accurately than by taking in one event after another. If you can find the right book or article, one that cuts to the core, you can know far more with far less time and effort.

To find works like Losing Control isn’t easy. If you want to acquire powerful conceptual tools for making sense of the world, the initial challenge is to find lucid, insightful expositions. This can take a bit of effort. Then it’s a matter of spending some time reading history, politics, psychology or whatever fascinates you and of keeping doing this despite the temptations to read the latest headlines and social media commentary.

Postscript

How’s this for a prediction made in 2010, in the third edition of Losing Control, before the emergence of Islamic State?

 “Even if US troops are largely in barracks, they can still be readily represented by al-Qaida propagandists and others as ‘ghost’ occupiers of a major Islamic state. Given the decades-long timescale of the al-Qaida movement’s aims, and the potentially decades-long significance of Persian Gulf oil, the value of Iraq to the al-Qaida movement may be far from over.” (p. 168)

There may be a fourth edition in 2021. Stay tuned.

Brian Martin
bmartin@uow.edu.au

democracy, education, politics, social dynamics

Western civilisation: what about it?


Sappho, Ancient Greek poet

“Western civilisation” can be a contentious topic, in part because people interpret it in different ways. Many achievements have been attributed to “the West,” but it has many negatives too. It is not obvious how to assign responsibility for the positives and negatives. Often left out of debates about Western civilisation are alternatives and strategies to achieve them.

In some circles, if you refer to Western civilisation, people might think you are being pretentious, or wonder what you’re talking about. For some, though, the two-word phrase “Western civilisation” can pack an emotional punch.

Western civilisation can bring to mind famous figures such as Socrates, Michelangelo and Leonardo da Vinci — maybe even some women too — and high-minded concepts such as democracy and human rights. Increasing affluence fits in somewhere. Western civilisation is also associated with a sordid history of slavery, exploitation, imperialism, colonialism and warfare.

My aim here is to outline some of the issues involved.[1] I write this not as an expert in any particular relevant area, but rather as a generalist seeking to understand the issues. Whatever “Western civilisation” refers to, it is a vast topic, and no one can be an expert in every aspect. One of the areas I’ve studied in some depth is controversies, especially scientific controversies like those over nuclear power, pesticides and fluoridation. Some insights from controversy studies are relevant to debates over Western civilisation.

After outlining problems in the expression “Western civilisation,” I give an overview of positives and negatives associated with it. This provides a background for difficult questions concerning responsibility and implications.

Western? Civilisation?

In political and cultural discussions, “the Western world” has various meanings. It is often used to refer to Europe and to other parts of the world colonised by Europeans. This is just a convention and has little connection with the directions east and west, which in any case are relative. Europe is in the western part of the large land mass called Eurasia, so “Western” might make sense in this context. But after colonisation, some parts of the world elsewhere are counted as part of the “West,” including the United States, Canada, Australia and New Zealand. These are called settler colonies, where the immigrants from Europe eventually outnumbered the native inhabitants. However, South and Central American countries are also settler colonies but are less often listed as part of the West. So there is a bit of arbitrariness in defining the West.

The word “civilisation” has different meanings, and sometimes multiple meanings, in different contexts. For historians, civilisation refers to a complex society with established institutions such as governments, laws, commerce and rules of behaviour. A civilisation of this sort has a certain size, cohesion and organisation. The Roman empire is called a civilisation; hunter-gatherer societies are not.[2]

“Civilisation” also refers to being civilised, as opposed to being savage.[3] Being civilised suggests being rational and controlled rather than emotional and chaotic. It also suggests civility: politeness rather than crudity. A civilised person dresses properly, speaks appropriately and knows what rules to obey.

Because the word civilisation has multiple meanings and connotations, which vary from person to person, from context to context and from one time to another, some discussions about it mix emotional and logical matters. Contrary to its positive connotations, a civilisation, in the scholarly meaning, is not necessarily a good thing: it might be a dictatorial exploitative empire. In the everyday meaning of being civilised, it sounds better than being uncivilised. Empires that have caused unspeakable suffering sound better when they are called civilisations. Some mass murderers are, in everyday interactions, polite, rational and well-dressed: being civilised in this sense is no guarantee of moral worth.


Civilised?

Positives

Many of the features of human society that today are widely lauded were first developed in the West or were developed most fully in the West. These might be called the achievements or contributions of Western civilisation.

The ancient Greeks developed a form of collective decision-making in which citizens deliberated in open forums, reaching agreements that then became policy or practice.[4] This is commonly called democracy. In ancient Greece, women, slaves and aliens were excluded from this process, but the basic idea was elaborated there.

Many centuries later, several revolutions (including those in France and the US) overthrew autocracies and introduced a form of government in which citizens voted for representatives who would make decisions for the entire community. This was quite unlike democracy’s roots in ancient Greece, but today it is also commonly called democracy, sometimes with an adjective: liberal democracy or representative democracy. Voting initially was restricted to white male landowners and gradually extended to other sectors of the population.

Commonly associated with representative government are civil liberties: freedom of speech, freedom of association, freedom from arbitrary search, arrest and detention, freedom from cruel treatment. These freedoms, or rights, resulted from popular struggles against tyranny, and are commonly seen as a special virtue of the West, a model for the rest of the world. Struggles over these sorts of freedoms continue today, for example in campaigns against discrimination, surveillance, slavery and torture.

Another contribution from the West is art and, more generally, cultural creations, including architecture, sculpture, painting, music, dance and writing. While artistic traditions are found in societies across the world, some of these, for example ballet and classical music, have been developed in the West to elaborate forms that require enormous expertise at the highest levels, accompanied by long established training techniques for acquiring this expertise.[5]

In the West, manners have evolved in particular ways. On formal occasions, and in much of everyday behaviour, people are mostly polite in speech, conventional in dress, proper in their manner of eating, and modest in their excretions.[6]

The industrial revolution had its home in the West. The development and use of machinery, motorised transport, electricity and many other technological systems have made possible incredible productivity and greatly increased living standards. This has involved inventions and their practical implementation, namely innovation. The West has contributed many inventions and excelled in the process of innovation.

Modern systems of ownership, commercial exchange and employment, commonly called capitalism, developed most rapidly and intensively in the West and were then exported to the rest of the world.

Questioning the positives

The positives of Western civilisation can be questioned in two ways: are they really Western contributions, and are they really all that good?

Representative government is commonly described as “democracy,” but some commentators argue that it is a thin form of democracy, more akin to elected tyranny. It has little resemblance to democracy’s Athenian roots. The ancient Greeks used random selection for many official positions, with a fairly quick turnover, to ensure that those selected did not acquire undue power. This was in addition to the assembly in which every citizen could attend and vote. Arguably, the ancient Greeks had a more developed form of “direct democracy,” direct in the sense of not relying on elections and representatives.[7]


The kleroterion, used for randomly selecting officials in ancient Athens

However, if direct democracy is seen as the epitome of citizen participation, then note should be made of numerous examples from societies around the world, many of them long predating agriculture. Many nomadic and hunter-gatherer groups have been egalitarian, with no formal leaders.[8] They used forms of consensus decision-making that are now prized in many of today’s social movements. There are examples of societies with non-authoritarian forms of decision-making in Africa, Asia and the Americas.

The Iroquois Confederacy in North America had a well-developed decision-making process that predated white American settlers by hundreds of years and, via Benjamin Franklin, helped inspire US democratic principles and methods.[9] A full accounting of the contributions of non-Western societies to models of governance remains to be carried out.[10]

Modern-day civil liberties are needed to counter the repressive powers of the state. However, in egalitarian societies without states, civil liberties are implicit: members can speak and assemble without hindrance. From this perspective, “civilisation” involves citizens of a potentially repressive state congratulating themselves for managing to have a little bit of freedom.

The industrial revolution is commonly attributed to the special conditions in Europe, especially Britain. This can be questioned. It can be argued that Western industrial achievements were built on assimilating superior ideas, technologies and institutions from the East.[11]

As for the West’s cultural achievements, they need to be understood in the context of those elsewhere. Think of the pyramids in Egypt, the work of the Aztecs, the Taj Mahal. Think of highly developed artistic traditions in India, China and elsewhere.

Negatives

Western societies have been responsible for a great deal of killing, exploitation and oppression. Colonialism involved the conquest over native peoples in the Americas, Asia, Africa and Australasia. Europeans took possession over lands and expelled the people who lived there. In the course of European settlement, large numbers of indigenous people were killed or died of introduced diseases. The death toll was huge.[12]

In imperialism, which might be called non-settler colonialism, the European conquerors imposed their rule in damaging ways. They set up systems of control, including militaries, government bureaucracies and courts, that displaced traditional methods of social coordination and conflict resolution. They set up administrative boundaries that took little account of previously existing relationships between peoples. In South America, the administrative divisions established by Spanish and Portuguese conquerors became the basis for subsequent independent states.[13] In Rwanda, the Belgian conquerors implemented a formal racial distinction between Tutsis and Hutus, installing Tutsis in dominant positions, laying the basis for future enmity.[14]

Imperialism had a devastating impact on economic and social development. British rule over India impoverished the country, leading to a drastic decline in India’s wealth, while benefiting British industry.[15] Much of what was later called “underdevelopment” can be attributed to European exploitation of colonies.[16]

Another side to imperialism was slavery. Tens of millions of Africans were captured and transported to the Americas. Many died in the process, including millions in Africa itself.[17]

Imperialism and settler colonialism were responsible for the destruction of cultures around the world. The combination of conquest, killing, disease, exploitation, dispossession, divide-and-rule tactics and imposition of Western models undermined traditional societies. Some damaging practices were imported, including alcohol, acquisitiveness and violence. When Chinese leaders made attempts to stop opium addiction, British imperialists fought wars to maintain the opium trade. Colonial powers justified their activities as being part of a “civilising mission.”

It should be noted that many traditional cultures had their bad sides too, for example ruthless oppressors and harmful practices, including slavery and female genital mutilation. In some respects, Western domination brought improvements for populations, though whether these same improvements could have been achieved without oppression is another matter.

Colonialism was made possible not by cultural superiority but by superior military power, including weapons, combined with a willingness to kill. Europeans were able to subjugate much of the world’s population by force, not by persuasion or example.

In the past couple of centuries, the West has been a prime contributor to the militarisation of the world. Nuclear weapons were first developed in the West, and hold the potential for unparalleled destruction, a threat that still looms over the world. The only government to voluntarily renounce a nuclear weapons capacity is South Africa.

The problems with capitalism have been expounded at length. They include economic inequality, unsatisfying work, unemployment, consumerism, corporate corruption, encouragement of selfishness, and the production and promotion of harmful products such as cigarettes. Capitalist systems require or encourage people to move for economic survival or advancement, thereby breaking down traditional communities and fostering mental problems.

Industrialism, developed largely in the West, has had many benefits, but it also has downsides. It has generated enormous environmental impacts, including chemical contamination, species extinction and ocean pollution. Global warming is the starkest manifestation of uncontrolled industrialism.

Responsibility

What is responsible for the special features of Western civilisation, both positive and negative? One explanation is genetics. Western civilisation is commonly identified with white populations. Do white people have genes that make them more likely to create great works of art, or to be inventors, entrepreneurs or genocidal killers?

The problem with genetic explanations is that gene distributions in populations are too diverse to provide much guidance concerning what people do, especially what they do collectively. There is no evidence that Mozart or Hitler were genetically much different from their peers. There is too much variation between the achievements of brothers and sisters to attribute very much to genetics. Likewise, the rise and fall of civilisations is far too rapid for genetics to explain very much.


Stalin: genetically different?

More promising is to point to the way societies are organised. Social evolution is far more rapid than genetic evolution. Are the social structures developed in the West responsible for its beneficial and disastrous impacts?

The modern state is commonly said to have developed in Europe in the past few hundred years, in conjunction with the rise of modern military systems. To provide income for its bureaucratic apparatus, the state taxed the public, and to enforce its taxation powers, it expanded its military and police powers.[18] A significant step in this process was the French Revolution, which led to the development of mass armies, which proved superior to mercenary forces. The state system was adopted in other parts of the world, in part via colonialism and in part by example.

The state system can claim to have overcome some of the exploitation and oppression in the previous feudal system. It has also enabled massive investments in infrastructure, including in military systems, creating the possibility of ever more destructive wars as well as extensive surveillance. The French revolution also led to the introduction of the world’s first secret police, now institutionalised in most large states.[19]

If the West was the primary contributor to the contemporary state system, this is not necessarily good or bad. It has some positives but quite a few negatives.

A role for chance?

Perhaps what Western civilisation has done, positive and negative, shows nothing special about Western civilisation itself, but is simply a reflection of the capacities and tendencies of humans. Had things been a bit different, the same patterns might have occurred elsewhere in the world. In other words, the triumphs and tragedies of Western civilisation should be treated as human triumphs and tragedies, rather than reflecting anything special about people or institutions in the West.

On the positive side, it is apparent that people from any part of the world can attain the highest levels of achievement, whether in sport, science, heroism or service to the common good. The implication is that, in different circumstances, everything accomplished by lauded figures in the West could have been done by non-Westerners. Of course, there are many examples where this is the case anyway. Major steps in human social evolution — speech, fire, tools, agriculture — are either not attributed to a particular group, or not to the West. These developments are usually said to reflect human capacities. So why not say the same about what is attributed to a “civilisation”?

The same assessment can be made of the negatives of Western civilisation, including colonialism, militarism and industrialism. They might be said to reflect human capacities. Genocides have occurred in many parts of the world, and nearly every major government has set up military forces. Throughout the world, most people have eagerly joined industrial society, at least at the level of being consumers.

When something is seen as good, responsibility for it can be assigned in various ways. Leonardo da Vinci is seen as a genius. Does this reflect on him being a man or a person with opportunities? Is being white important? How should responsibility be assigned to the emergence of Hitler or Stalin?

Research on what is called “expert performance” shows that great achievements are the result of an enormous amount of a particular type of practice, and suggests that innate talent plays little role.[20] The human brain has enormous capacities, so the key is developing them in desirable ways. On the other hand, humans have a capacity for enormous cruelty and violence, and for tolerating it.[21]

Alternatives

For those critical of state systems, militarism and capitalism — or indeed anything seen as less than ideal — it is useful to point to alternatives.

One alternative is collective provision, in which communities cooperate to provide goods and services for all. This is a cooperative model, in contrast with the competitive individualistic model typical of capitalist markets.[22] In collective provision, “the commons” plays a key role: it is a facility available to all, like public libraries and parks. Online examples of commons are free software and Wikipedia, which are created by volunteers and available to all without payment or advertisements. Applied to decision-making, deliberative democracy is an alternative close to the cooperative approach.

The rise of capitalism involved the enclosure of lands that were traditionally used as commons. “Enclosure” here means takeover by private or government owners, and exclusion of traditional users. Contemporary proponents of the commons hark back to earlier times, before the enclosure process began.


Free software is a type of commons.

What is significant here is that commons historically, as highly cooperative spaces, developed in many places around the world. They are not a feature of a particular civilisation.

Another alternative is strategic nonviolent action, also called civil resistance.[23] Nonviolent action involves rallies, marches, strikes, boycotts, sit-ins and various other methods of social and political action. Nonviolent action is non-standard: it is defined as being different from conventional political action such as voting and electoral campaigning.

Social movements — anti-slavery, feminist, peace and environmental movements, among others — have relied heavily on nonviolent action. Studies show that nonviolent movements against repressive regimes are more likely to be effective than armed resistance.[24] Compared to the use of violence, nonviolent movements have many advantages: they enable greater participation, reduce casualties and, when successful, lead to greater freedom in the long term.

People have been using nonviolent action for centuries. However, the use of nonviolent action as a strategic approach to social change can be attributed to Mohandas Gandhi and the campaigns he led in South Africa and India.[25] Strategic nonviolent action has subsequently been taken up across the world.


Gandhi

So what?

Why should it make any difference whether Western civilisation is judged for its benefits or its harms? Why should people care about something so amorphous as “Western civilisation”?

Most people who live and work in Western countries make little significant contribution to something as massive as a civilisation. They might be likened to observers, analogous to spectators at a sporting match. Logically, there is no particular virtue in being a fan of a winning team. Similarly, there should be no particular glory in touting the achievements of the “civilisation” in which one lives. In practice, though, it seems as if some protagonists in the debate over Western civilisation do indeed identify with it.


Spectators watching gladiators

This is a psychological process called honour by association. It is apparent in all sorts of situations, for example when you tell others about the achievements of your family members or about meeting a famous person. There can be honour by association via the suburb in which you live, your occupation, your possessions, even the food you eat.

The point about honour by association is that, logically, it is not deserved. When, as a spectator, you bask in the glory of a winning team, you’ve done nothing particular noteworthy, aside perhaps from being part of a cheering crowd. The same can apply to being associated with the greatest accomplishments in the history of Western civilisation. If you are part of a long tradition of artistic, intellectual or entrepreneurial achievement, it sounds nice but says nothing about what you’ve done yourself. It is only honour by association.

The same applies to guilt by association, which might also be called dishonour by association. If your ancestors were racists or genocidal killers, why should that reflect on you?[26]

Another way to think about this is to note that no one chooses their own parents. Growing up as part of the culture in which one was born shows no special enterprise and should warrant no particular praise. Emigrants often show more initiative. For various reasons, they are not content with their place of birth and seek out more desirable locations to spend their lives and rear their children.

Why study Western civilisation?

Why study anything? Learning, in a systematic and rigorous fashion, has impacts independent of the subject studied. On the positive side, students learn how to think. In the humanities, they learn to think critically and to communicate in writing and speech. On the negative side, or ambiguously, they learn how to play the academic game, to be willing to subordinate their interests to an imposed syllabus, and to be obedient. Formal education has been criticised as preparation for being a reliable and obedient employee.[27]

More specifically, is there any advantage in studying Western civilisation rather than some other speciality? Proponents say students, and citizens, need to know more about the ideas and achievements that underpin the society in which they live. This is plausible. Critics say it is important to learn not only about the high points of Western civilisation but also about its dark sides. Many of the critics do precisely this, teaching about the history and cultural inheritance of colonialism and capitalism. Their concern about focusing on the greatest contributions from the West is that the negative sides receive inadequate attention.

There is another possible focus of learning: alternatives, in particular alternatives to current institutions and practices that would go further in achieving the highest ideals of Western and other cultures. For example, democracy, in the form of representative government, is studied extensively, but there is little attention to participatory alternatives such as workers’ control.[28] Formal learning in classrooms is studied extensively, but there is comparatively little attention to deprofessionalised learning.[29] Examples could be given in many fields: what exists is often taken as inevitable and desirable, while what does not exist is assumed to be utopian.

The next step after studying alternatives is studying strategies to move towards them. This is rare in higher education, though it is vitally important in social movements.[30]

Why study Western civilisation? One answer is to say, sure, let’s do it, but let’s also study desirable improvements or alternatives to Western civilisation, and how to bring them about.

Controversies over Western civilisation

Some controversies seem to persist indefinitely, regardless of arguments and evidence. The debate over fluoridation of public water supplies has continued, with most of the same claims, since the 1950s. There are several reasons why resolution of debates over Western civilisation is difficult.[31]

One factor is confirmation bias: people preferentially seek out information that supports their existing views, and they find reasons to dismiss or ignore contrary information.[32]

A second factor is the burden of proof. Typically, partisans on each side in a controversy assign responsibility to the other side for proving its case.

A third factor is paradigms, which are coherent sets of assumptions, beliefs and methods. The paradigms underpinning history and sociology are quite different from those used in everyday life.

A fourth factor is group dynamics. In polarised controversies, partisans mainly interact with those with whom they agree, except in hostile forums such as public debates.

A fifth factor is interests, which refer to the stakes that partisans and others have in the issues. Interests include jobs, profits, reputation and self-esteem. Interests, especially when they are substantial or “vested,” can influence individuals’ beliefs and actions.

The sixth and final factor is that controversies are not just about facts: they are also about values, for example about ethics and decision-making. This is true of scientific controversies and even more so of other sorts of controversies.

The upshot is that in a polarised controversy, partisans remain set in their positions, not budging on the basis of the arguments and evidence presented by opponents. It is rare for a leading figure to change their views. It is fairly uncommon for a partisan to try to spell out the strongest arguments for the contrary position. Instead, partisans typically highlight their own strongest points and attack the opponent’s weakest points.

My observation is that all these factors play a role in debates over Western civilisation. It is safe to predict that disagreements are unlikely to be resolved any time soon.

Acknowledgements

Over the years, many authors and colleagues have contributed to my understanding of issues relevant to this article.

Thanks to all those who provided comments on drafts: Paula Arvela, Anu Bissoonauth-Bedford, Sharon Callaghan, Lyn Carson, Martin Davies, Don Eldridge, Susan Engel, Anders Ericsson, Theo Farrell, Zhuqin Feng, Kathy Flynn, Xiaoping Gao, John Hobson, Dan Hutto, Bruce Johansen, Dirk Moses, Rosie Riddick, Nick Riemer, Denise Russell, Jody Watts, Robert Williams, Qinqing Xu and Hsiu-Ying Yang. None of these individuals necessarily agrees with anything in the article, especially considering that many commented only on particular passages.

Further comments are welcome, including suggestions for improving the text.

Brian Martin
bmartin@uow.edu.au

Footnotes

[1] My motivation for addressing this topic is the introduction of a degree in Western civilisation at the University of Wollongong and the opposition to it. I commented on this in “What’s the story with Ramsay?”, 7 March 2019, https://comments.bmartin.cc/2019/03/07/whats-the-story-with-ramsay/

[2] Thomas C. Patterson, Inventing Western Civilization (New York: Monthly Review Press, 1997), says the concept of civilisation, from the time it was first formulated in the 1760s and 1770s, has always referred to societies having a state and hierarchies based on class, sex and ethnicity. Often there is an accompanying assumption that these hierarchies are natural.

[3] On the idea of the savage as an enduring and damaging stereotype that serves as the antithesis of Western civilisation, see Robert A. Williams, Jr., Savage Anxieties: The Invention of Western Civilization (New York: Palgrave Macmillan, 2012).

[4] Mogens Herman Hansen, The Athenian Democracy in the Age of Demosthenes: Structure, Principles and Ideology (Oxford, UK: Basil Blackwell, 1991); Bernard Manin, The Principles of Representative Government (Cambridge: Cambridge University Press, 1997).

[5] Western classical music is not inherently superior to, say, Indian, Chinese, Japanese or Indonesian music. However, musical notation and public performance led in Western Europe to distinctive methods for training elite performers.

[6] Norbert Elias, The Civilizing Process: The History of Manners, volume 1 (New York: Urizen Books, 1978; originally published in 1939).

[7] David Van Reybrouck, Against Elections: The Case for Democracy (London: Bodley Head, 2016).

[8] Harold Barclay, People without Government (London: Kahn & Averill, 1982).

[9] For an account of academic and popular resistance to the idea that the Iroquois Confederacy influenced the US system of democracy, see Bruce E. Johansen with chapters by Donald A. Grinde, Jr. and Barbara A. Mann, Debating Democracy: Native American Legacy of Freedom (Santa Fe, NM: Clear Light Publishers, 1998).

[10] See Benjamin Isakhan and Stephen Stockwell, eds., The Edinburgh Companion to the History of Democracy (Edinburgh: Edinburgh University Press, 2012) for treatments of pre-Classical democracy, and much else.

[11] John M. Hobson, The Eastern Origins of Western Civilisation (Cambridge: Cambridge University Press, 2004).

[12] John H. Bodley, Victims of Progress (Menlo Park, CA: Cummings, 1975).

[13] Benedict Anderson, Imagined Communities: Reflections on the Origin and Spread of Nationalism (London: Verso, 1991, revised edition).

[14] Mahmood Mamdani, When Victims Become Killers: Colonialism, Nativism, and the Genocide in Rwanda (Princeton, NJ: Princeton University Press, 2001).

[15] Shashi Tharoor, Inglorious Empire: What the British Did to India (London: Penguin, 2017).

[16] Walter Rodney, How Europe Underdeveloped Africa (Washington, DC: Howard University Press, 1974).

[17] For a detailed account of the horrors of colonialism in the Congo, and of the struggles to set the narrative about what was happening, see Adam Hochschild, King Leopold’s Ghost: A Story of Greed, Terror, and Heroism in Colonial Africa (Boston: Houghton Mifflin, 1998).

[18] Bruce D. Porter, War and the Rise of the State: The Military Foundations of Modern Politics (New York: Free Press, 1994); Charles Tilly, Coercion, Capital, and European States, AD 990–1992 (Cambridge MA: Blackwell, 1992).

[19] Thomas Plate and Andrea Darvi, Secret Police: The Inside Story of a Network of Terror (London: Sphere, 1983).

[20] Anders Ericsson and Robert Pool, Peak: Secrets from the New Science of Expertise (London: Bodley Head, 2016).

[21] Steven James Bartlett, The Pathology of Man: A Study of Human Evil (Springfield, IL: Charles C. Thomas, 2005).

[22] Nathan Schneider, Everything for Everyone: The Radical Tradition that Is Shaping the Next Economy (New York: Nation Books, 2018).

[23] Gene Sharp, The Politics of Nonviolent Action (Boston: Porter Sargent, 1973).

[24] Erica Chenoweth and Maria J. Stephan, Why Civil Resistance Works: The Strategic Logic of Nonviolent Conflict (Columbia UP, New York, 2011).

[25] M. K. Gandhi, An Autobiography or the Story of My Experiments with Truth (Ahmedabad: Navajivan, 1940, second edition).

[26] This is different from institutional responsibility. When politicians give apologies for crimes committed by governments, they do so as representatives of their governments, not as personal perpetrators.

[27] Jeff Schmidt, Disciplined Minds: A Critical Look at Salaried Professionals and the Soul-battering System that Shapes their Lives (Lanham, MD: Rowman & Littlefield, 2000).

[28] Immanuel Ness and Dario Azzellini, eds., Ours to Master and to Own: Workers’ Control from the Commune to the Present (Chicago, IL: Haymarket Books, 2011).

[29] Ivan Illich, Deschooling Society (London: Calder and Boyars, 1971).

[30] For example, Chris Crass, Towards Collective Liberation: Anti-racist Organizing, Feminist Praxis, and Movement Building Strategy (Oakland, CA: PM Press, 2013)

[31] This section draws on ideas outlined in my article “Why do some scientific controversies persist despite the evidence?” The Conversation, 4 August 2014, http://theconversation.com/why-do-some-controversies-persist-despite-the-evidence-28954. For my other writings in the area, see “Publications on scientific and technological controversies,” https://www.bmartin.cc/pubs/controversy.html.

[32] Raymond S. Nickerson, “Confirmation bias: a ubiquitous phenomenon in many guises,” Review of General Psychology, 2(2), 1998, pp. 175–220.

corruption, politics

Wollongong: horror behind the scenes

Some of Wollongong’s most prominent figures were involved in sexually abusing boys. Residents might never have known about it except for media stories.


A scenic view of Wollongong

I’ve lived in Wollongong since 1986, yet there are lots of things I don’t know about the city. Some of the things I do know about, or think I know, are mainly due to news reports. One of them is paedophilia in high places.

News reports in the 1990s revealed that a previous mayor — the elected head of the local government — had run a paedophile ring, and another previous mayor was a suspected paedophile. These revelations were so striking that I saved some of the newspaper reports about them. Recently I read them again. They paint a grim picture, and provide a lesson in how a city’s public face can conceal horrible activities.

Here I summarise some of the media revelations, focusing on three individuals: Tony Bevan, Michael Evans and Frank Arkell. Links are given to articles published at the time, which give more details.

Bevan

On 9 March 1995, the front page of the Illawarra Mercury — Wollongong’s only daily newspaper — had a huge headline: “Former mayor ran child sex ring.”


Tony Bevan

Tony Bevan had been mayor and a pillar of the community. He died in 1991, leaving behind numerous tape recordings he had made of conversations with politicians, businessmen and other paedophiles. These tapes were obtained by the Mercury. The newspaper published transcripts of some of the recordings. The story summed up the findings in this way

Bevan ran a paedophile “school” where Illawarra and Sydney boys were seduced and manipulated. They were then used to sexually service Bevan and his friends.

Bevan and his paedophile associates in Sydney controlled a youth refuge where boys were kept before being sent to work as prostitutes in Kings Cross [a Sydney red-light district].

Bevan was involved in bringing young Filipino boys to Australia to work as prostitutes.

Bevan pimped for influential Illawarra, Australian and foreign paedophiles — offering boys who provided sexual favours.

An international paedophile network exists that allows those “in the club” to access boys worldwide.

The Bevan Tapes also identify 15 Australian paedophiles associated with Bevan as well as a number of corrupt officials in the Philippines.

Evans

On 22 July 1995, the Sydney Morning Herald — the most prestigious daily newspaper in Sydney — ran a story titled “Brotherly love.” It told about the Christian Brothers, a Catholic religious order, which runs schools throughout Australia. In particular, the story told about some members of the Christian Brothers who had been accused of paedophilia. The lead character in the story was Michael Evans, who in 1982 became head of Edmund Rice College, a Catholic boys high school in Wollongong.

During his years in Wollongong, Evans became its most prominent Catholic figure. Then in 1993, a story in the Illawarra Mercury about an alleged indecent assault ended his career ambitions. Evans left town. In 1994, he was served with an arrest warrant over an indecent assault on a teenage student. The next day he committed suicide.

From 1995 to 1997, there was a royal commission into the New South Wales Police Service, often called the Wood royal commission. It was not one of those inquiries that quietly reinforces the status quo. Unusually, it was a crusading commission, using its extraordinary powers to shine a spotlight on police corruption. The public hearings received saturation news coverage.

Among other things, the commission looked into policing and paedophilia. As reported in a front-page story in the Illawarra Mercury on 17 April 1996, a priest testifying at the commission criticised Wollongong’s Catholic Bishop William Murray and a high-ranking police officer for not acting against Evans. It was reported that even before being appointed head of Edmund Rice College, allegations of sexual abuse had been made against Evans. The church hierarchy did not act on them. The police had also been notified, but Sergeant David Ainsworth decided not to take action.


Michael Evans

Media coverage stimulated the police to reopen the case. A 20 April 1996 story in the Sydney Morning Herald summed up what happened after allegations about Evans were made to the bishop.

… Brother Evans’s career, far from being stymied, flourished in the years that followed. He had a popular Sunday night radio program …, wrote a column for the Illawarra Mercury, opened the youth refuge Eddy’s Place in 1988 and basked in the image of a man dedicated to caring for Wollongong’s youth.

The Illawarra Mercury played a major role in exposing prominent figures who were paedophiles. The editor-in-chief at the time, Peter Cullen, took the lead in both exposing and condemning sexual abuse in the church. A Wollongong priest, Father Peter Comensoli, was sentenced to 18 months in prison for sexually molesting teenage boys. In a column castigating the church for leaving open the possibility of Comensoli returning to the priesthood, Cullen concluded by writing

To this day, none of Comensoli’s victims, their parents or family have received any communication from the Catholic Church expressing sorrow or regret at what happened.

Not a line, not a phone call. They are still waiting.


Peter Cullen in front of Mercury headlines

Another Mercury story reported on testimony before the royal commission by Bev Lawson, chief superintendent, who commented critically about Wollongong police not following up in their investigation of child sexual abuse allegations. Sergeant David Ainsworth had left messages with the bishop asking for an interview. The bishop didn’t respond, and Ainsworth decided not to pursue the matter.

It seems that, in Wollongong, leading figures in the Catholic Church and in the police were reluctant to investigate allegations of sexual abuse. The media, and media coverage of royal commission hearings, were what pushed matters along.

Arkell

Frank Arkell was mayor of Wollongong from 1974 to 1991. He was widely known for his promotion of “Wonderful Wollongong,” taking every opportunity to advocate for the city, which went through difficult times economically, especially in the early 1980s.

After losing office in 1991, things went downhill for Arkell. In 1994, he was accused in state parliament of sex offences. During the police royal commission, he was called to give evidence but pleaded illness. The commission, with other matters at hand, decided not to pursue him further. But subsequently police mounted a case against him.

Then on 28 June 1998 there was a spectacular headline in the Sun-Herald, a major Sydney Sunday newspaper: “Child sex MP slain.” Arkell had been murdered in his home, beaten to death. His Rotary badge was stuck in an eye and tiepins were stuck in his cheeks.


Frank Arkell

Arkell’s murder opened the floodgates for reporting and commentary. Arkell was dead and couldn’t sue for defamation, so gloves were off. The lllawarra Mercury ran eight pages of special coverage, with the main story by editor-in-chief Peter Cullen. Cullen wrote:

Some of our community leaders are saying Arkell put Wollongong on the map.

I agree. He did. But for all the wrong reasons — for his double life, the sinister side which resulted in his being charged with sex offences against teenage boys, now grown men with their lives torn apart.

Arkell’s life is over. For some of his victims, their lives finished years ago.

Arkell was relentless in blaming The Mercury for his fall from grace. At every opportunity he condemned the newspaper, pleaded with people not to buy it, and said he would not stop until we answered for our sins.

He had sued for defamation.

We were not fazed by that and intended to defend our wicket with every resource at our disposal.

However, let’s get a few facts straight. It was the Wood Royal Commission and its investigators who caused most of Arkell’s heartache.

They produced three alleged victims, all strangers to The Mercury. They went before the commission under code names and made damning allegations against Arkell.

Yet, when Arkell had the chance to enter the witness box and refute the allegations, he ducked it.

Instead, he produced a statement and his solicitors presented a sick certificate to the commission as a reason why Arkell could not attend.

The following day The Mercury interviewed Arkell, and he told us he felt fine.

In other stories after Arkell’s murder, the question was raised whether the media, once the restraint of being sued for defamation was removed, had been too harsh on Arkell. Another story asked why people in Wollongong did not seem appalled at Arkell’s murder.

In August, a lengthy story, “City of secrets,” appeared in the Good Weekend, the magazine of the weekend edition of the Sydney Morning Herald. The author, Richard Guilliatt, linked Wollongong’s working-class masculinity and Catholic morality with the seamy activities that had been revealed by the royal commission.

It now transpires that Wollongong was run for 20 years by two mayors who preyed sexually on their teenage constituents, and that a raft of well-to-do figures — the headmaster of the local Catholic boys’ college, a local councillor with five children, a rotund industrialist who drove around town in a Rolls-Royce, a Catholic priest, a local restaurant manager, a shark-patrol pilot — molested dozens of boys for years with apparent impunity.

Guilliatt pointed out that homophobia was very strong in Wollongong, especially compared to Sydney. Bevan and Arkell would never have been elected had they been openly gay. In 1984, Arkell actually voted against legalising homosexuality. Ironically, said Guilliatt, Arkell would have had a stronger defence against the allegations against him if he had acknowledged being gay: he could have said he was mistaken about the boys’ ages.

Guilliatt questioned some of the allegations about Arkell, who might have been found not guilty in court. The “vigilante” who murdered him pre-empted the verdict.

I have no way of judging the allegations myself, though one of my colleagues told me that one night he witnessed Arkell leaving the Council building at midnight, with a young boy on each hand.


The Council building in Wollongong

Lessons

One lesson from these stories is that public figures may not be what they seem. Even in private they can lead double lives. According to news reports, some of Bevan’s friends had no idea anything untoward was happening, and a longtime friend of Arkell’s thought he was heterosexual.

One reason Bevan, Evans and Arkell were able to maintain their public façades for so long was that the church hierarchy and the police did little to act on complaints about abuses. For those who had been abused, or who knew them and heard their stories, it seemed no one in authority was willing to act.

The role of the media was crucial. To my knowledge, no academics have investigated the Wollongong story. For a blow-by-blow account of the murder of Arkell, and two related murders, see John Suter Linton, Bound by Blood: The True Story Behind the Wollongong Murders (Allen & Unwin, 2004).


In 2012, former Edmund Rice College Brother John Vincent was sentenced to at least six years in prison for sexual offences in the 1980s.

Apparently, in the media the allegations were known for a long time, but nothing could be reported because of the risk of being sued for defamation. The result is a tainted legacy: after Bevan, Evans and Arkell died, their reputations were trashed. Some might say deservedly so, but they were no longer around to contest claims made about them.

In Wollongong, media revelations occurred because the editor-in-chief of the Illawarra Mercury, Peter Cullen, personally campaigned against paedophilia. In the Sydney media, those opposed to homophobia were caught in a bind. Paedophilia in high places was a big story, but it could harm the struggle for gay rights.

There was also another factor, highlighted in Gulliatt’s story about Arkell. He had done more than anyone else to promote Wollongong, especially when its fortunes were at an ebb. To raise allegations about his personal life could also harm Wollongong’s reputation, in a process of guilt by association. Some people may have preferred that the paedophilia story be quietly forgotten.

If you know about criminal or unethical action by people in high places, what should you do? This is especially difficult if your own status has been tarnished. It is seldom easy to admit being duped or abused. Many of those victimised by paedophiles felt ashamed, and their lives had gone downhill. Who will believe you? Who should you trust to take action?

In the Wollongong paedophilia chronicles, the answer was not the police and not the church hierarchy. The most effective avenue for redress was the media, even though the resulting publicity did not offer the protections of a court trial. But surely trial by media was preferable to the vigilante justice that claimed Arkell’s life.

Postscript

Things may be better in Wollongong. There haven’t been as many stories about high-level paedophiles. Edmund Rice College is under new leadership. Homophobia is less vicious. Perhaps Arkell’s sales pitch of “wonderful Wollongong” is more credible these days. But who knows for sure?

Brian Martin
bmartin@uow.edu.au

Sources (in chronological order)

Brett Martin, “Former mayor ran child sex ring,” Illawarra Mercury, 9 March 1995, pp. 1, 6–8.

Richard Guilliatt, “Brotherly love,” Sydney Morning Herald, 22 July 1995, Spectrum pp. 1A, 4A.

Paul McInerney, “Priest damns bishop, senior police officer,” Illawarra Mercury, 17 April 1996, pp. 1–2.

Richard Guilliatt, “Sins of the Brothers,” Sydney Morning Herald, 20 April 1996, p. 25.

Peter Cullen, “Catholic Church should defrock this molester,” Illawarra Mercury, 20 April 1996, p. 7.

Paul McInerney, “How the police blew it,” Illawarra Mercury, 23 April 1996, pp. 1, 4–5.

Liz Hannan and Anna Patty, “Child sex MP slain,” Sun-Herald, 28 June 1998, pp. 1, 6–7.

Peter Cullen, “Vigilante on the loose,” Illawarra Mercury, 29 June 1998, pp. 1–8.

Kate McClymont, “The demise of a double life,” Sydney Morning Herald, 29 June 1998, p. 15.

Pilita Clark, “The media and the murder,” Sydney Morning Herald, 4 July 1998, p. 33.

Stefanie Balogh, “Killer wins kudos in a city as hard as steel,” The Weekend Australian, 4–5 July 1998, p. 12.

Richard Guilliatt, “City of secrets,” Sydney Morning Herald, 22 August 1998, Good Weekend  pp. 22–28.

(Some of the these citations include related stories by other authors.)

Some informative more recent treatments

Peter Newell, “Long struggle to expose evil abuse of children in the Illawarra,” Illawarra Mercury, 17 November 2012.

Angela Thompson, “Edmund Rice College was ‘a dumping ground’ for child sex predators: Stephen Jones MP,” Illawarra Mercury, 16 June 2016.

Nick McLaren, “Frank Arkell: how a vicious murder unmasked a city’s darkest secrets,” ABC Illawarra News, 26 June 2018.